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ASSURED GUARANTY

AGO Insider Trades:
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Ticker
Trade Date
Filing Date
Name
Title
Code
Security
Amount
Price
Value
Trans.
10b5-1
Director
10% Owner
Mcap/AUM
2025-05-20
2025-05-21
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-10,438
$86.00
-898K
1
$4.17B
2025-05-19
2025-05-21
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-71,917
$86.00
-6.18M
1
$4.17B
2025-05-19
2025-05-20
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
-82,355
$86.00
-7.08M
1
$4.17B
2025-05-13
2025-05-14
BIELING LAURA
Chief Accounting Officer
S - Sale
Common Shares
-2,649
$88.00
-233K
1
$4.17B
2025-05-02
2025-05-05
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-7,380
$90.00
-664K
1
$4.17B
2025-05-02
2025-05-05
HOWARD BONNIE
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
JONES THOMAS
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
KRECZKO ALAN
A - Grant
Common Shares
3,824
$0.00
1
$4.17B
2025-05-02
2025-05-05
OMURA YUKIKO
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
RADTKE LORIN
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
URSANO ANTONIO JR.
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
SHEA COURTNEY
A - Grant
Common Shares
1,706
$0.00
1
$4.17B
2025-05-02
2025-05-05
BATTEN MARK
A - Grant
Common Shares
2,177
$0.00
1
$4.17B
2025-05-02
2025-05-05
BORGES FRANCISCO
A - Grant
Common Shares
5,765
$0.00
1
$4.17B
2025-05-02
2025-05-05
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-909
$90.00
-81,810
1
$4.17B
2025-05-01
2025-05-05
OMURA YUKIKO
F - Tax
Common Shares
-759
$88.00
-66,792
1
$4.17B
2025-05-01
2025-05-05
BATTEN MARK
F - Tax
Common Shares
-1,375
$88.00
-121K
2
$4.17B
2025-05-01
2025-05-05
BORGES FRANCISCO
F - Tax
Common Shares
-1,295
$88.00
-114K
1
$4.17B
2025-05-01
2025-05-05
KRECZKO ALAN
F - Tax
Common Shares
-853
$88.00
-75,064
1
$4.17B
2025-05-01
2025-05-05
HOWARD BONNIE
F - Tax
Common Shares
-371
$88.00
-32,648
1
$4.17B
2025-05-01
2025-05-05
JONES THOMAS
F - Tax
Common Shares
-371
$88.00
-32,648
1
$4.17B
2025-05-01
2025-05-05
RADTKE LORIN
F - Tax
Common Shares
-371
$88.00
-32,648
1
$4.17B
2025-05-01
2025-05-05
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-638
$88.00
-56,144
1
$4.17B
2025-05-01
2025-05-05
SHEA COURTNEY
F - Tax
Common Shares
-371
$88.00
-32,648
1
$4.17B
2025-02-24
2025-02-26
BAILENSON ROBERT
Chief Operating Officer
F - Tax
Common Shares
-16,303
$91.00
-1.48M
1
$4.17B
2025-02-24
2025-02-26
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-407
$91.00
-37,037
1
$4.17B
2025-02-24
2025-02-26
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-308
$91.00
-28,028
1
$4.17B
2025-02-24
2025-02-26
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-13,455
$91.00
-1.22M
1
$4.17B
2025-02-24
2025-02-26
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-7,289
$91.00
-663K
1
$4.17B
2025-02-24
2025-02-26
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-57,632
$91.00
-5.24M
1
$4.17B
2025-02-24
2025-02-26
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-343
$91.00
-31,213
1
$4.17B
2025-02-24
2025-02-26
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,556
$91.00
-142K
1
$4.17B
2025-02-23
2025-02-24
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,220
$90.00
-110K
1
$4.17B
2025-02-23
2025-02-24
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-54,542
$90.00
-4.91M
2
$4.17B
2025-02-23
2025-02-24
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-316
$90.00
-28,440
1
$4.17B
2025-02-23
2025-02-24
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-489
$90.00
-44,010
1
$4.17B
2025-02-23
2025-02-24
BAILENSON ROBERT
Chief Operating Officer
A - Grant
Common Shares
36,000
$0.00
2
$4.17B
2025-02-23
2025-02-24
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
27,428
$0.00
2
$4.17B
2025-02-23
2025-02-24
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
14,856
$0.00
2
$4.17B
2025-02-23
2025-02-24
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
166K
$0.00
2
$4.17B
2025-02-23
2025-02-24
BAILENSON ROBERT
Chief Operating Officer
F - Tax
Common Shares
-14,821
$90.00
-1.33M
2
$4.17B
2025-02-23
2025-02-24
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-409
$90.00
-36,810
1
$4.17B
2025-02-23
2025-02-24
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-12,260
$90.00
-1.10M
2
$4.17B
2025-02-23
2025-02-24
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-6,661
$90.00
-599K
2
$4.17B
2025-02-22
2025-02-24
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-399
$90.00
-35,910
1
$4.17B
2025-02-22
2025-02-24
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,706
$90.00
-154K
1
$4.17B
2025-02-22
2025-02-24
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-397
$90.00
-35,730
1
$4.17B
2025-02-19
2025-02-21
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
2,197
$0.00
1
$4.17B
2025-02-19
2025-02-21
BAILENSON ROBERT
Chief Operating Officer
A - Grant
Common Shares
47,017
$0.00
2
$4.17B
2025-02-19
2025-02-21
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
25,266
$0.00
2
$4.17B
2025-02-19
2025-02-21
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
4,394
$0.00
1
$4.17B
2025-02-19
2025-02-21
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
38,449
$0.00
1
$4.17B
2025-02-19
2025-02-21
GANA JORGE
Chief Risk Officer
A - Grant
Common Shares
3,515
$0.00
1
$4.17B
2025-02-19
2025-02-21
HORN HOLLY
Chief Surveillance Officer
A - Grant
Common Shares
3,955
$0.00
1
$4.17B
2025-02-19
2025-02-21
ROSENBLUM BENJAMIN
CFO
A - Grant
Common Shares
7,690
$0.00
1
$4.17B
2024-12-10
2024-12-11
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-34,000
$88.00
-2.99M
1
$4.17B
2024-11-26
2024-11-27
BAILENSON ROBERT
Chief Operating Officer
S - Sale
Common Shares
-25,000
$93.00
-2.33M
1
$4.17B
2024-10-28
2024-10-28
OMURA YUKIKO
G - Gift
Common Shares
-10,000
$0.00
1
$4.17B
2024-09-26
2024-09-30
OMURA YUKIKO
S - Sale
Common Shares
-3,599
$80.00
-288K
1
$4.17B
2024-09-06
2024-09-06
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-18,150
$0.00
1
$4.17B
2024-09-04
2024-09-06
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-31,000
$80.00
-2.48M
2
$4.17B
2024-07-01
2024-07-02
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,251
$78.00
-97,578
1
$4.17B
2024-06-20
2024-06-21
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-40,000
$78.00
-3.12M
1
$4.17B
2024-05-09
2024-05-10
BAILENSON ROBERT
Chief Operating Officer
S - Sale
Common Shares
-30,000
$80.00
-2.40M
2
$4.17B
2024-05-09
2024-05-10
BIELING LAURA
Chief Accounting Officer
S - Sale
Common Shares
-3,901
$80.00
-312K
1
$4.17B
2024-05-02
2024-05-03
RADTKE LORIN
A - Grant
Common Shares
1,725
$0.00
1
$4.17B
2024-05-02
2024-05-03
OMURA YUKIKO
A - Grant
Common Shares
1,725
$0.00
1
$4.17B
2024-05-02
2024-05-03
KRECZKO ALAN
A - Grant
Common Shares
3,866
$0.00
1
$4.17B
2024-05-02
2024-05-03
JONES THOMAS
A - Grant
Common Shares
1,725
$0.00
1
$4.17B
2024-05-02
2024-05-03
HOWARD BONNIE
A - Grant
Common Shares
1,725
$0.00
1
$4.17B
2024-05-02
2024-05-03
BORGES FRANCISCO
A - Grant
Common Shares
5,829
$0.00
1
$4.17B
2024-05-02
2024-05-03
BATTEN MARK
A - Grant
Common Shares
2,022
$0.00
1
$4.17B
2024-05-02
2024-05-03
SHEA COURTNEY
A - Grant
Common Shares
1,725
$0.00
1
$4.17B
2024-05-01
2024-05-03
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-637
$77.00
-49,049
1
$4.17B
2024-05-01
2024-05-03
BORGES FRANCISCO
F - Tax
Common Shares
-2,091
$77.00
-161K
1
$4.17B
2024-05-01
2024-05-03
BUHL LAWRENCE
F - Tax
Common Shares
-606
$77.00
-46,662
1
$4.17B
2024-05-01
2024-05-03
HOWARD BONNIE
F - Tax
Common Shares
-606
$77.00
-46,662
1
$4.17B
2024-05-01
2024-05-03
JONES THOMAS
F - Tax
Common Shares
-606
$77.00
-46,662
1
$4.17B
2024-05-01
2024-05-03
KENNY PATRICK
F - Tax
Common Shares
-692
$77.00
-53,284
1
$4.17B
2024-05-01
2024-05-03
KRECZKO ALAN
F - Tax
Common Shares
-1,381
$77.00
-106K
1
$4.17B
2024-05-01
2024-05-03
LEATHES SIMON
F - Tax
Common Shares
-1,360
$77.00
-105K
1
$4.17B
2024-05-01
2024-05-03
OMURA YUKIKO
F - Tax
Common Shares
-1,231
$77.00
-94,787
1
$4.17B
2024-05-01
2024-05-03
RADTKE LORIN
F - Tax
Common Shares
-450
$77.00
-34,650
1
$4.17B
2024-05-01
2024-05-03
SHEA COURTNEY
F - Tax
Common Shares
-606
$77.00
-46,662
1
$4.17B
2024-03-20
2024-03-21
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-55,000
$92.00
-5.06M
2
$4.17B
2024-03-11
2024-03-12
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-71
$89.00
-6,319
1
$4.17B
2024-03-04
2024-03-05
KENNY PATRICK
G - Gift
Common Shares
-1,000
$0.00
1
$4.17B
2024-02-26
2024-02-28
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-7,822
$86.00
-673K
1
$4.17B
2024-02-26
2024-02-28
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-4,251
$86.00
-366K
1
$4.17B
2024-02-26
2024-02-28
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-33,441
$86.00
-2.88M
1
$4.17B
2024-02-26
2024-02-28
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-314
$86.00
-27,004
1
$4.17B
2024-02-26
2024-02-28
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-352
$86.00
-30,272
1
$4.17B
2024-02-26
2024-02-28
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,444
$86.00
-124K
1
$4.17B
2024-02-26
2024-02-28
BAILENSON ROBERT
Chief Operating Officer
F - Tax
Common Shares
-9,418
$86.00
-810K
1
$4.17B
2024-02-26
2024-02-28
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-371
$86.00
-31,906
1
$4.17B
2024-02-24
2024-02-28
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-46,086
$85.00
-3.92M
1
$4.17B
2024-02-24
2024-02-26
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-405
$85.00
-34,425
1
$4.17B
2024-02-24
2024-02-26
BAILENSON ROBERT
Chief Operating Officer
A - Grant
Common Shares
57,483
$0.00
2
$4.17B
2024-02-24
2024-02-26
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
43,794
$0.00
2
$4.17B
2024-02-24
2024-02-26
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
23,724
$0.00
2
$4.17B
2024-02-24
2024-02-26
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
255K
$0.00
2
$4.17B
2024-02-24
2024-02-26
BAILENSON ROBERT
Chief Operating Officer
F - Tax
Common Shares
-21,757
$85.00
-1.85M
2
$4.17B
2024-02-24
2024-02-26
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-17,981
$85.00
-1.53M
2
$4.17B
2024-02-24
2024-02-26
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-9,764
$85.00
-830K
2
$4.17B
2024-02-24
2024-02-26
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-97,544
$85.00
-8.29M
2
$4.17B
2024-02-24
2024-02-26
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-308
$85.00
-26,180
1
$4.17B
2024-02-24
2024-02-26
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-342
$85.00
-29,070
1
$4.17B
2024-02-24
2024-02-26
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,556
$85.00
-132K
1
$4.17B
2024-02-23
2024-02-26
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-320
$85.00
-27,200
1
$4.17B
2024-02-23
2024-02-26
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-497
$85.00
-42,245
1
$4.17B
2024-02-23
2024-02-26
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-411
$85.00
-34,935
1
$4.17B
2024-02-23
2024-02-26
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,220
$85.00
-104K
1
$4.17B
2024-02-22
2024-02-26
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-399
$85.00
-33,915
1
$4.17B
2024-02-22
2024-02-26
ROSENBLUM BENJAMIN
CFO
F - Tax
Common Shares
-1,712
$85.00
-146K
1
$4.17B
2024-02-22
2024-02-26
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-397
$85.00
-33,745
1
$4.17B
2024-02-21
2024-02-23
GANA JORGE
Chief Risk Officer
A - Grant
Common Shares
3,024
$0.00
1
$4.17B
2024-02-21
2024-02-23
HORN HOLLY
Chief Surveillance Officer
A - Grant
Common Shares
4,032
$0.00
1
$4.17B
2024-02-21
2024-02-23
ROSENBLUM BENJAMIN
CFO
A - Grant
Common Shares
6,048
$0.00
1
$4.17B
2024-02-21
2024-02-23
BAILENSON ROBERT
Chief Operating Officer
A - Grant
Common Shares
11,591
$0.00
1
$4.17B
2024-02-21
2024-02-23
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
2,268
$0.00
1
$4.17B
2024-02-21
2024-02-23
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
8,064
$0.00
1
$4.17B
2024-02-21
2024-02-23
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
4,536
$0.00
1
$4.17B
2024-02-21
2024-02-23
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
44,097
$0.00
1
$4.17B
2024-02-21
2024-02-22
BATTEN MARK
A - Grant
Common Shares
1,071
$0.00
1
$4.17B
2023-12-15
2023-12-18
BUHL LAWRENCE
S - Sale
Common Shares
-2,500
$71.00
-178K
1
$4.17B
2023-12-08
2023-12-11
DONNARUMMA STEPHEN
Chief Credit Officer
S - Sale
Common Shares
-15,000
$70.00
-1.05M
1
$4.17B
2023-12-06
2023-12-07
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-4,460
$0.00
1
$4.17B
2023-12-06
2023-12-07
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-9,516
$68.00
-647K
2
$4.17B
2023-12-05
2023-12-07
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
-30,000
$68.00
-2.04M
1
$4.17B
2023-12-05
2023-12-07
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-20,484
$69.00
-1.41M
1
$4.17B
2023-09-14
2023-09-15
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-20,023
$61.00
-1.22M
1
$4.17B
2023-09-13
2023-09-15
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-23,729
$0.00
1
$4.17B
2023-09-13
2023-09-15
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-29,977
$61.00
-1.83M
1
$4.17B
2023-09-13
2023-09-13
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
-50,000
$60.00
-3.00M
1
$4.17B
2023-09-07
2023-09-11
KENNY PATRICK
G - Gift
Common Shares
-700
$0.00
1
$4.17B
2023-08-25
2023-08-28
BUHL LAWRENCE
G - Gift
Common Shares
-1,000
$0.00
1
$4.17B
2023-08-24
2023-08-28
BAILENSON ROBERT
Chief Financial Officer
S - Sale
Common Shares
-10,000
$58.00
-580K
2
$4.17B
2023-08-23
2023-08-24
BAILENSON ROBERT
Chief Financial Officer
S - Sale
Common Shares
-10,000
$57.00
-570K
1
$4.17B
2023-08-22
2023-08-24
BAILENSON ROBERT
Chief Financial Officer
S - Sale
Common Shares
-10,000
$57.00
-570K
1
$4.17B
2023-08-22
2023-08-22
BAILENSON ROBERT
Chief Operating Officer
S - Sale
-30,000
$59.00
-1.77M
1
$4.17B
2023-05-07
2023-05-09
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-139
$53.00
-7,367
1
$4.17B
2023-05-03
2023-05-04
BORGES FRANCISCO
A - Grant
Common Shares
9,376
$0.00
1
$4.17B
2023-05-03
2023-05-04
OMURA YUKIKO
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-03
2023-05-04
LEATHES SIMON
A - Grant
Common Shares
3,062
$0.00
1
$4.17B
2023-05-03
2023-05-04
RADTKE LORIN
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-03
2023-05-04
SHEA COURTNEY
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-03
2023-05-04
KRECZKO ALAN
A - Grant
Common Shares
6,219
$0.00
1
$4.17B
2023-05-03
2023-05-04
KENNY PATRICK
A - Grant
Common Shares
3,157
$0.00
1
$4.17B
2023-05-03
2023-05-04
JONES THOMAS
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-03
2023-05-04
HOWARD BONNIE
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-03
2023-05-04
BUHL LAWRENCE
A - Grant
Common Shares
2,775
$0.00
1
$4.17B
2023-05-02
2023-05-04
KENNY PATRICK
F - Tax
Common Shares
-579
$53.00
-30,687
1
$4.17B
2023-05-02
2023-05-04
BORGES FRANCISCO
F - Tax
Common Shares
-1,827
$53.00
-96,831
1
$4.17B
2023-05-02
2023-05-04
BUHL LAWRENCE
F - Tax
Common Shares
-385
$53.00
-20,405
1
$4.17B
2023-05-02
2023-05-04
HOWARD BONNIE
F - Tax
Common Shares
-522
$53.00
-27,666
1
$4.17B
2023-05-02
2023-05-04
JONES THOMAS
F - Tax
Common Shares
-522
$53.00
-27,666
1
$4.17B
2023-05-02
2023-05-04
KRECZKO ALAN
F - Tax
Common Shares
-1,203
$53.00
-63,759
1
$4.17B
2023-05-02
2023-05-04
LEATHES SIMON
F - Tax
Common Shares
-1,298
$53.00
-68,794
1
$4.17B
2023-05-02
2023-05-04
OMURA YUKIKO
F - Tax
Common Shares
-1,070
$53.00
-56,710
1
$4.17B
2023-05-02
2023-05-04
RADTKE LORIN
F - Tax
Common Shares
-522
$53.00
-27,666
1
$4.17B
2023-05-02
2023-05-04
SHEA COURTNEY
F - Tax
Common Shares
-522
$53.00
-27,666
1
$4.17B
2023-03-14
2023-03-16
KENNY PATRICK
G - Gift
Common Shares
-1,200
$0.00
1
$4.17B
2023-03-11
2023-03-14
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-71
$54.00
-3,834
1
$4.17B
2023-02-27
2023-03-01
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-248
$62.00
-15,376
1
$4.17B
2023-02-27
2023-03-01
BUZEN DAVID
Head of Asset Management*
F - Tax
Common Shares
-2,282
$62.00
-141K
1
$4.17B
2023-02-27
2023-03-01
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-3,295
$62.00
-204K
1
$4.17B
2023-02-27
2023-03-01
BAILENSON ROBERT
Chief Financial Officer
F - Tax
Common Shares
-4,563
$62.00
-283K
1
$4.17B
2023-02-27
2023-03-01
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-1,977
$62.00
-123K
1
$4.17B
2023-02-27
2023-03-01
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-14,527
$62.00
-901K
1
$4.17B
2023-02-27
2023-03-01
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-284
$62.00
-17,608
1
$4.17B
2023-02-27
2023-03-01
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-305
$62.00
-18,910
1
$4.17B
2023-02-26
2023-02-28
BAILENSON ROBERT
Chief Financial Officer
F - Tax
Common Shares
-16,187
$63.00
-1.02M
2
$4.17B
2023-02-26
2023-02-28
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
37,452
$0.00
2
$4.17B
2023-02-26
2023-02-28
BUZEN DAVID
Head of Asset Management*
A - Grant
Common Shares
18,726
$0.00
2
$4.17B
2023-02-26
2023-02-28
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
28,714
$0.00
2
$4.17B
2023-02-26
2023-02-28
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
15,604
$0.00
2
$4.17B
2023-02-26
2023-02-28
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
169K
$0.00
2
$4.17B
2023-02-26
2023-02-28
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-368
$63.00
-23,184
1
$4.17B
2023-02-26
2023-02-28
BUZEN DAVID
Head of Asset Management*
F - Tax
Common Shares
-8,102
$63.00
-510K
2
$4.17B
2023-02-26
2023-02-28
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-13,476
$63.00
-849K
2
$4.17B
2023-02-26
2023-02-28
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-7,358
$63.00
-464K
2
$4.17B
2023-02-26
2023-02-28
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-57,297
$63.00
-3.61M
2
$4.17B
2023-02-26
2023-02-28
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-310
$63.00
-19,530
1
$4.17B
2023-02-26
2023-02-28
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-351
$63.00
-22,113
1
$4.17B
2023-02-24
2023-02-28
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-339
$63.00
-21,357
1
$4.17B
2023-02-24
2023-02-28
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-348
$63.00
-21,924
1
$4.17B
2023-02-24
2023-02-28
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-448
$63.00
-28,224
1
$4.17B
2023-02-23
2023-02-24
GANA JORGE
Chief Risk Officer
F - Tax
Common Shares
-365
$62.00
-22,630
1
$4.17B
2023-02-23
2023-02-24
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-503
$62.00
-31,186
1
$4.17B
2023-02-23
2023-02-24
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-423
$62.00
-26,226
1
$4.17B
2023-02-22
2023-02-24
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
2,813
$0.00
1
$4.17B
2023-02-22
2023-02-24
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
8,410
1
$4.17B
2023-02-22
2023-02-24
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
4,917
1
$4.17B
2023-02-22
2023-02-24
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
47,873
1
$4.17B
2023-02-22
2023-02-24
GANA JORGE
Chief Risk Officer
A - Grant
Common Shares
3,858
$0.00
1
$4.17B
2023-02-22
2023-02-24
HORN HOLLY
Chief Surveillance Officer
A - Grant
Common Shares
3,882
1
$4.17B
2023-02-22
2023-02-24
BUZEN DAVID
Head of Asset Management*
A - Grant
Common Shares
12,454
1
$4.17B
2023-02-22
2023-02-24
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
10,998
1
$4.17B
2022-11-15
2023-02-13
BUHL LAWRENCE
G - Gift
Common Shares
-900
$0.00
1
$4.17B
2022-11-14
2023-02-13
BUHL LAWRENCE
G - Gift
Common Shares
-1,232
$0.00
1
$4.17B
2022-08-26
2023-02-13
KENNY PATRICK
G - Gift
Common Shares
-110
$0.00
1
$4.17B
2022-08-23
2023-02-13
KENNY PATRICK
G - Gift
Common Shares
-500
$0.00
1
$4.17B
2022-03-09
2023-02-13
CHOW LING
General Counsel and Secretary
G - Gift
Common Shares
-100
$0.00
1
$4.17B
2022-03-08
2023-02-13
CHOW LING
General Counsel and Secretary
G - Gift
Common Shares
-400
$0.00
1
$4.17B
2022-12-01
2022-12-05
ALBERT HOWARD
Chief Risk Officer
S - Sale
Common Shares
-35,000
$66.00
-2.31M
1
$4.17B
2022-06-06
2022-12-05
ALBERT HOWARD
Chief Risk Officer
G - Gift
Common Shares
-10,000
$0.00
1
$4.17B
2022-03-31
2022-12-05
ALBERT HOWARD
Chief Risk Officer
G - Gift
Common Shares
-2,268
$0.00
1
$4.17B
2022-08-05
2022-08-09
BUZEN DAVID
Head of Asset Management*
P - Purchase
Common Shares
5,800
$51.00
296K
2
$4.17B
2022-06-27
2022-06-29
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-86,000
$57.00
-4.90M
2
$4.17B
2022-06-08
2022-06-29
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-9,225
$0.00
1
$4.17B
2022-03-31
2022-06-29
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-20,665
$0.00
1
$4.17B
2022-05-07
2022-05-09
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-138
$58.00
-8,004
1
$4.17B
2022-05-04
2022-05-05
JONES THOMAS
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
KENNY PATRICK
A - Grant
Common Shares
2,690
$0.00
1
$4.17B
2022-05-04
2022-05-05
BORGES FRANCISCO
A - Grant
Common Shares
8,239
$0.00
1
$4.17B
2022-05-04
2022-05-05
BUHL LAWRENCE
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
HOWARD BONNIE
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
LEATHES SIMON
A - Grant
Common Shares
2,943
$0.00
1
$4.17B
2022-05-04
2022-05-05
MCCLOSKEY MICHELLE
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
OMURA YUKIKO
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
KRECZKO ALAN
A - Grant
Common Shares
5,465
$0.00
1
$4.17B
2022-05-04
2022-05-05
RADTKE LORIN
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-04
2022-05-05
SHEA COURTNEY
A - Grant
Common Shares
2,438
$0.00
1
$4.17B
2022-05-03
2022-05-05
KRECZKO ALAN
F - Tax
Common Shares
-1,398
$58.00
-81,084
1
$4.17B
2022-05-03
2022-05-05
BUHL LAWRENCE
F - Tax
Common Shares
-450
$58.00
-26,100
1
$4.17B
2022-05-03
2022-05-05
HOWARD BONNIE
F - Tax
Common Shares
-609
$58.00
-35,322
1
$4.17B
2022-05-03
2022-05-05
JONES THOMAS
F - Tax
Common Shares
-609
$58.00
-35,322
1
$4.17B
2022-05-03
2022-05-05
KENNY PATRICK
F - Tax
Common Shares
-740
$58.00
-42,920
1
$4.17B
2022-05-03
2022-05-05
LEATHES SIMON
F - Tax
Common Shares
-1,244
$58.00
-72,152
1
$4.17B
2022-05-03
2022-05-05
MCCLOSKEY MICHELLE
F - Tax
Common Shares
-138
$58.00
-8,004
1
$4.17B
2022-05-03
2022-05-05
KANE MICHAEL
F - Tax
Common Shares
-450
$58.00
-26,100
1
$4.17B
2022-05-03
2022-05-05
OMURA YUKIKO
F - Tax
Common Shares
-1,244
$58.00
-72,152
1
$4.17B
2022-05-03
2022-05-05
RADTKE LORIN
F - Tax
Common Shares
-609
$58.00
-35,322
1
$4.17B
2022-05-03
2022-05-05
SHEA COURTNEY
F - Tax
Common Shares
-609
$58.00
-35,322
1
$4.17B
2022-05-03
2022-05-05
BORGES FRANCISCO
F - Tax
Common Shares
-1,584
$58.00
-91,872
1
$4.17B
2022-05-02
2022-05-05
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
1,779
1
$4.17B
2022-03-31
2022-04-04
BUHL LAWRENCE
S - Sale
Common Shares
-3,643
$65.00
-237K
1
$4.17B
2022-03-11
2022-03-14
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-71
$57.00
-4,047
1
$4.17B
2022-03-03
2022-03-04
DONNARUMMA STEPHEN
Chief Credit Officer
S - Sale
Common Shares
-25,000
$61.00
-1.52M
1
$4.17B
2022-03-02
2022-03-02
BAILENSON ROBERT
Chief Financial Officer
S - Sale
Common Shares
-6,583
$60.00
-395K
1
$4.17B
2022-03-01
2022-03-02
ALBERT HOWARD
Chief Risk Officer
S - Sale
Common Shares
-60,000
$59.00
-3.54M
2
$4.17B
2022-03-01
2022-03-02
BAILENSON ROBERT
Chief Financial Officer
S - Sale
Common Shares
-33,417
$59.00
-1.97M
1
$4.17B
2022-02-28
2022-03-02
BIELING LAURA
Chief Accounting Officer
S - Sale
Common Shares
-2,000
$62.00
-124K
1
$4.17B
2022-02-27
2022-03-01
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-305
$64.00
-19,520
1
$4.17B
2022-02-27
2022-03-01
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-8,320
$64.00
-532K
2
$4.17B
2022-02-27
2022-03-01
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-60,623
$64.00
-3.88M
2
$4.17B
2022-02-27
2022-03-01
ALBERT HOWARD
Chief Risk Officer
A - Grant
Common Shares
12,553
$0.00
2
$4.17B
2022-02-27
2022-03-01
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
31,381
$0.00
2
$4.17B
2022-02-27
2022-03-01
BUZEN DAVID
Head of Asset Management*
A - Grant
Common Shares
15,691
$0.00
2
$4.17B
2022-02-27
2022-03-01
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
20,920
$0.00
2
$4.17B
2022-02-27
2022-03-01
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
12,553
$0.00
2
$4.17B
2022-02-27
2022-03-01
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
126K
$0.00
2
$4.17B
2022-02-27
2022-03-01
ALBERT HOWARD
Chief Risk Officer
F - Tax
Common Shares
-7,685
$64.00
-492K
2
$4.17B
2022-02-27
2022-03-01
BAILENSON ROBERT
Chief Financial Officer
F - Tax
Common Shares
-19,101
$64.00
-1.22M
2
$4.17B
2022-02-27
2022-03-01
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-244
$64.00
-15,616
1
$4.17B
2022-02-27
2022-03-01
BUZEN DAVID
Head of Asset Management*
F - Tax
Common Shares
-9,552
$64.00
-611K
2
$4.17B
2022-02-27
2022-03-01
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-13,791
$64.00
-883K
2
$4.17B
2022-02-26
2022-03-01
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-351
$64.00
-22,464
1
$4.17B
2022-02-26
2022-03-01
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-380
$64.00
-24,320
1
$4.17B
2022-02-24
2022-02-25
HORN HOLLY
Chief Surveillance Officer
F - Tax
Common Shares
-344
$56.00
-19,264
1
$4.17B
2022-02-24
2022-02-25
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-448
$56.00
-25,088
1
$4.17B
2022-02-23
2022-02-25
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
2,999
$0.00
1
$4.17B
2022-02-23
2022-02-25
ALBERT HOWARD
Chief Risk Officer
A - Grant
Common Shares
4,604
1
$4.17B
2022-02-23
2022-02-25
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
11,602
1
$4.17B
2022-02-23
2022-02-25
BUZEN DAVID
Head of Asset Management*
A - Grant
Common Shares
5,672
1
$4.17B
2022-02-23
2022-02-25
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
8,840
1
$4.17B
2022-02-23
2022-02-25
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
4,788
1
$4.17B
2022-02-23
2022-02-25
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
53,407
1
$4.17B
2022-02-23
2022-02-25
HORN HOLLY
Chief Surveillance Officer
A - Grant
Common Shares
4,410
$0.00
1
$4.17B
2022-02-21
2022-02-23
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-1,860
$57.00
-106K
1
$4.17B
2022-02-21
2022-02-23
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-279
$57.00
-15,903
1
$4.17B
2021-08-26
2022-02-10
KENNY PATRICK
G - Gift
Common Shares
-500
$0.00
1
$4.17B
2021-03-15
2022-02-10
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-5,682
$0.00
1
$4.17B
2021-03-12
2022-02-10
FREDERICO DOMINIC
President/CEO/Deputy Chairman
G - Gift
Common Shares
-3,978
$0.00
2
$4.17B
2021-11-09
2021-11-10
BUHL LAWRENCE
S - Sale
Common Shares
-20,000
$54.00
-1.08M
1
$4.17B
2021-05-20
2021-05-20
BREWER RUSSELL II
Chief Surveillance Officer
S - Sale
Common Shares
-1,141
$47.00
-53,627
1
$4.17B
2021-05-18
2021-05-20
BREWER RUSSELL II
Chief Surveillance Officer
S - Sale
Common Shares
-18,859
$47.00
-886K
1
$4.17B
2021-05-13
2021-05-17
ALBERT HOWARD
Chief Risk Officer
S - Sale
Common Shares
-50,000
$46.00
-2.30M
1
$4.17B
2021-05-07
2021-05-11
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-133
$49.00
-6,517
1
$4.17B
2021-05-05
2021-05-06
OMURA YUKIKO
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
RADTKE LORIN
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
SHEA COURTNEY
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
BORGES FRANCISCO
A - Grant
Common Shares
9,544
$0.00
1
$4.17B
2021-05-05
2021-05-06
BUHL LAWRENCE
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
HOWARD BONNIE
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
JONES THOMAS
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
KENNY PATRICK
A - Grant
Common Shares
3,409
$0.00
1
$4.17B
2021-05-05
2021-05-06
KRECZKO ALAN
A - Grant
Common Shares
6,330
$0.00
1
$4.17B
2021-05-05
2021-05-06
LEATHES SIMON
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-05
2021-05-06
MCCLOSKEY MICHELLE
A - Grant
Common Shares
2,922
$0.00
1
$4.17B
2021-05-05
2021-05-06
KANE MICHAEL
A - Grant
Common Shares
2,824
$0.00
1
$4.17B
2021-05-04
2021-05-06
HOWARD BONNIE
F - Tax
Common Shares
-257
$52.00
-13,364
1
$4.17B
2021-05-04
2021-05-06
KENNY PATRICK
F - Tax
Common Shares
-317
$52.00
-16,484
1
$4.17B
2021-05-04
2021-05-06
LEATHES SIMON
F - Tax
Common Shares
-3,167
$52.00
-165K
1
$4.17B
2021-05-04
2021-05-06
OMURA YUKIKO
F - Tax
Common Shares
-2,287
$52.00
-119K
1
$4.17B
2021-03-11
2021-03-15
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-68
$44.00
-2,992
1
$4.17B
2021-03-08
2021-03-10
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-118K
$44.00
-5.19M
2
$4.17B
2021-03-05
2021-03-08
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-25,006
$44.00
-1.10M
1
$4.17B
2021-03-04
2021-03-08
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-4,903
$44.00
-216K
1
$4.17B
2021-03-03
2021-03-04
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-58,581
$44.00
-2.58M
1
$4.17B
2021-03-02
2021-03-04
FREDERICO DOMINIC
President/CEO/Deputy Chairman
S - Sale
Common Shares
-43,510
$44.00
-1.91M
2
$4.17B
2021-02-27
2021-03-02
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-263
$44.00
-11,572
1
$4.17B
2021-02-26
2021-03-02
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-394
$44.00
-17,336
1
$4.17B
2021-02-24
2021-02-26
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
17,032
1
$4.17B
2021-02-24
2021-02-26
ALBERT HOWARD
Chief Risk Officer
A - Grant
Common Shares
6,759
1
$4.17B
2021-02-24
2021-02-26
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
3,181
$0.00
1
$4.17B
2021-02-24
2021-02-26
BREWER RUSSELL II
Chief Surveillance Officer
A - Grant
Common Shares
13,517
1
$4.17B
2021-02-24
2021-02-26
BUZEN DAVID
Head of Asset Management*
A - Grant
Common Shares
10,814
1
$4.17B
2021-02-24
2021-02-26
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
12,976
1
$4.17B
2021-02-24
2021-02-26
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
7,029
1
$4.17B
2021-02-24
2021-02-26
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
75,696
1
$4.17B
2021-02-22
2021-02-23
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-1,286
$40.00
-51,440
1
$4.17B
2021-02-22
2021-02-23
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-246
$40.00
-9,840
1
$4.17B
2021-02-21
2021-02-23
ALBERT HOWARD
Chief Risk Officer
M - Exercise
Common Shares
16,710
$0.00
1
$4.17B
2021-02-21
2021-02-23
ALBERT HOWARD
Chief Risk Officer
M - Exercise
Performance Share Units
-9,296
$0.00
1
$4.17B
2021-02-21
2021-02-23
BAILENSON ROBERT
Chief Financial Officer
M - Exercise
Performance Share Units
-21,453
$0.00
1
$4.17B
2021-02-21
2021-02-23
BAILENSON ROBERT
Chief Financial Officer
M - Exercise
Common Shares
38,562
$0.00
1
$4.17B
2021-02-21
2021-02-23
BREWER RUSSELL II
Chief Surveillance Officer
M - Exercise
Performance Share Units
-15,732
$0.00
1
$4.17B
2021-02-21
2021-02-23
BREWER RUSSELL II
Chief Surveillance Officer
M - Exercise
Common Shares
28,278
$0.00
1
$4.17B
2021-02-21
2021-02-23
BUZEN DAVID
Head of Asset Management*
M - Exercise
Performance Share Units
-10,727
$0.00
1
$4.17B
2021-02-21
2021-02-23
BUZEN DAVID
Head of Asset Management*
M - Exercise
Common Shares
19,282
$0.00
1
$4.17B
2021-02-21
2021-02-23
CHOW LING
General Counsel and Secretary
M - Exercise
Performance Share Units
-9,296
$0.00
1
$4.17B
2021-02-21
2021-02-23
CHOW LING
General Counsel and Secretary
M - Exercise
Common Shares
16,710
$0.00
1
$4.17B
2021-02-21
2021-02-23
DONNARUMMA STEPHEN
Chief Credit Officer
M - Exercise
Performance Share Units
-8,581
$0.00
1
$4.17B
2021-02-21
2021-02-23
DONNARUMMA STEPHEN
Chief Credit Officer
M - Exercise
Common Shares
15,424
$0.00
1
$4.17B
2021-02-21
2021-02-23
FREDERICO DOMINIC
President/CEO/Deputy Chairman
M - Exercise
Performance Share Units
-82,237
$0.00
1
$4.17B
2021-02-21
2021-02-23
FREDERICO DOMINIC
President/CEO/Deputy Chairman
M - Exercise
Common Shares
148K
$0.00
1
$4.17B
2021-02-21
2021-02-23
ALBERT HOWARD
Chief Risk Officer
F - Tax
Common Shares
-12,803
$40.00
-512K
2
$4.17B
2021-02-21
2021-02-23
BAILENSON ROBERT
Chief Financial Officer
F - Tax
Common Shares
-29,391
$40.00
-1.18M
2
$4.17B
2021-02-21
2021-02-23
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-269
$40.00
-10,760
1
$4.17B
2021-02-21
2021-02-23
BREWER RUSSELL II
Chief Surveillance Officer
F - Tax
Common Shares
-21,614
$40.00
-865K
2
$4.17B
2021-02-21
2021-02-23
BUZEN DAVID
Head of Asset Management*
F - Tax
Common Shares
-14,698
$40.00
-588K
2
$4.17B
2021-02-21
2021-02-23
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-15,654
$40.00
-626K
3
$4.17B
2021-02-21
2021-02-23
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-12,843
$40.00
-514K
2
$4.17B
2021-02-21
2021-02-23
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-93,428
$40.00
-3.74M
2
$4.17B
2020-12-03
2021-02-12
BUZEN DAVID
Head of Asset Management*
L - Small Acquisition
Common Shares
65
$31.00
2,015
1
$4.17B
2020-11-19
2020-11-30
KENNY PATRICK
G - Gift
Common Shares
-400
$0.00
1
$4.17B
2020-11-18
2020-11-30
KENNY PATRICK
G - Gift
Common Shares
-500
$0.00
1
$4.17B
2020-11-16
2020-11-18
CHOW LING
General Counsel and Secretary
M - Exercise
Common Shares
3,898
$22.00
85,756
1
$4.17B
2020-11-16
2020-11-18
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-3,312
$32.00
-106K
1
$4.17B
2020-11-16
2020-11-18
CHOW LING
General Counsel and Secretary
M - Exercise
Option to Acquire Common Shares
-3,898
$0.00
1
$4.17B
2020-11-09
2020-11-12
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-1,669
$31.00
-51,739
1
$4.17B
2020-11-09
2020-11-12
BIELING LAURA
Chief Accounting Officer
M - Exercise
Option to Acquire Common Shares
-1,949
$0.00
1
$4.17B
2020-11-09
2020-11-12
BIELING LAURA
Chief Accounting Officer
M - Exercise
Common Shares
1,949
$22.00
42,878
1
$4.17B
2020-08-06
2020-08-10
FELDSTEIN ANDREW
A - Grant
Forward contract (obligation to sell to Issuer)
1
1
$4.17B
2020-05-07
2020-05-08
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-133
$29.00
-3,857
1
$4.17B
2020-05-06
2020-05-07
BORGES FRANCISCO
A - Grant
Common Shares
17,425
$0.00
1
$4.17B
2020-05-06
2020-05-07
BUHL LAWRENCE
A - Grant
Common Shares
5,156
$0.00
1
$4.17B
2020-05-06
2020-05-07
HOWARD BONNIE
A - Grant
Common Shares
5,156
$0.00
1
$4.17B
2020-05-06
2020-05-07
JONES THOMAS
A - Grant
Common Shares
5,156
$0.00
1
$4.17B
2020-05-06
2020-05-07
KENNY PATRICK
A - Grant
Common Shares
6,223
$0.00
1
$4.17B
2020-05-06
2020-05-07
KRECZKO ALAN
A - Grant
Common Shares
11,558
$0.00
1
$4.17B
2020-05-06
2020-05-07
LEATHES SIMON
A - Grant
Common Shares
7,112
$0.00
1
$4.17B
2020-05-06
2020-05-07
KANE MICHAEL
A - Grant
Common Shares
5,156
$0.00
1
$4.17B
2020-05-06
2020-05-07
OMURA YUKIKO
A - Grant
Common Shares
5,156
$0.00
1
$4.17B
2020-05-05
2020-05-07
BORGES FRANCISCO
F - Tax
Common Shares
-1,745
$29.00
-50,605
1
$4.17B
2020-05-05
2020-05-07
BUHL LAWRENCE
F - Tax
Common Shares
-479
$29.00
-13,891
1
$4.17B
2020-05-05
2020-05-07
HOWARD BONNIE
F - Tax
Common Shares
-479
$29.00
-13,891
1
$4.17B
2020-05-05
2020-05-07
JONES THOMAS
F - Tax
Common Shares
-479
$29.00
-13,891
1
$4.17B
2020-05-05
2020-05-07
KENNY PATRICK
F - Tax
Common Shares
-589
$29.00
-17,081
1
$4.17B
2020-05-05
2020-05-07
KRECZKO ALAN
F - Tax
Common Shares
-1,139
$29.00
-33,031
1
$4.17B
2020-05-05
2020-05-07
LEATHES SIMON
F - Tax
Common Shares
-1,366
$29.00
-39,614
1
$4.17B
2020-05-05
2020-05-07
KANE MICHAEL
F - Tax
Common Shares
-479
$29.00
-13,891
1
$4.17B
2020-05-05
2020-05-07
OMURA YUKIKO
F - Tax
Common Shares
-1,366
$29.00
-39,614
1
$4.17B
2020-03-31
2020-04-02
JONES THOMAS
P - Purchase
Common Shares
5,000
$27.00
135K
5
$4.17B
2020-03-30
2020-03-31
JONES THOMAS
P - Purchase
Common Shares
3,000
$28.00
84,000
3
$4.17B
2020-03-27
2020-03-31
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
8,500
$26.00
221K
3
$4.17B
2020-03-27
2020-03-31
JONES THOMAS
P - Purchase
Common Shares
2,000
$27.00
54,000
2
$4.17B
2020-03-24
2020-03-25
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
8,500
$23.00
196K
3
$4.17B
2020-03-23
2020-03-25
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
17,000
$19.00
323K
6
$4.17B
2020-03-20
2020-03-23
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
25,500
$21.00
536K
6
$4.17B
2020-03-19
2020-03-23
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
64,552
$19.00
1.23M
9
$4.17B
2020-03-18
2020-03-20
BORGES FRANCISCO
P - Purchase
Common Shares
10,000
$26.00
260K
1
$4.17B
2020-03-18
2020-03-20
BORGES FRANCISCO
M - Exercise
Options to Acquire Common Shares
-7,658
$0.00
1
$4.17B
2020-03-18
2020-03-20
BORGES FRANCISCO
M - Exercise
Common Shares
7,658
$19.00
146K
1
$4.17B
2020-03-17
2020-03-19
KENNY PATRICK
M - Exercise
Common Shares
4,955
$19.00
94,145
1
$4.17B
2020-03-17
2020-03-19
KENNY PATRICK
M - Exercise
Options to Acquire Common Shares
-4,955
$0.00
1
$4.17B
2020-03-17
2020-03-18
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
29,211
$30.00
876K
3
$4.17B
2020-03-16
2020-03-18
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
20,789
$30.00
624K
3
$4.17B
2020-03-12
2020-03-16
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
46,068
$33.00
1.52M
3
$4.17B
2020-03-11
2020-03-13
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
552
$0.00
1
$4.17B
2020-03-09
2020-03-10
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
39,632
$38.00
1.51M
3
$4.17B
2020-03-05
2020-03-06
BUHL LAWRENCE
M - Exercise
Options to Acquire Common Shares
-3,153
$0.00
1
$4.17B
2020-03-05
2020-03-06
BUHL LAWRENCE
M - Exercise
Common Shares
3,153
$19.00
59,907
1
$4.17B
2020-03-02
2020-03-04
FELDSTEIN ANDREW
Chief Investment Officer
P - Purchase
Common Shares
36,000
$41.00
1.48M
3
$4.17B
2020-02-27
2020-02-28
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-263
$42.00
-11,046
1
$4.17B
2020-02-26
2020-02-28
DONNARUMMA STEPHEN
Chief Credit Officer
A - Grant
Common Shares
5,279
1
$4.17B
2020-02-26
2020-02-28
FREDERICO DOMINIC
President/CEO/Deputy Chairman
A - Grant
Common Shares
57,010
1
$4.17B
2020-02-26
2020-02-28
CHOW LING
General Counsel and Secretary
A - Grant
Common Shares
9,713
1
$4.17B
2020-02-26
2020-02-28
ALBERT HOWARD
Chief Risk Officer
A - Grant
Common Shares
5,068
1
$4.17B
2020-02-26
2020-02-28
BAILENSON ROBERT
Chief Financial Officer
A - Grant
Common Shares
12,669
1
$4.17B
2020-02-26
2020-02-28
BIELING LAURA
Chief Accounting Officer
A - Grant
Common Shares
2,901
$0.00
1
$4.17B
2020-02-26
2020-02-28
BREWER RUSSELL II
Chief Surveillance Officer
A - Grant
Common Shares
9,713
1
$4.17B
2020-02-24
2020-02-25
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-139
$45.00
-6,255
1
$4.17B
2020-02-24
2020-02-25
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-1,363
$45.00
-61,335
1
$4.17B
2020-02-22
2020-02-25
BAILENSON ROBERT
Chief Financial Officer
M - Exercise
Performance Share Units
-16,373
$0.00
1
$4.17B
2020-02-22
2020-02-25
DONNARUMMA STEPHEN
Chief Credit Officer
M - Exercise
Common Shares
13,338
$0.00
1
$4.17B
2020-02-22
2020-02-25
FREDERICO DOMINIC
President/CEO/Deputy Chairman
M - Exercise
Performance Share Units
-69,270
$0.00
1
$4.17B
2020-02-22
2020-02-25
FREDERICO DOMINIC
President/CEO/Deputy Chairman
M - Exercise
Common Shares
122K
$0.00
1
$4.17B
2020-02-22
2020-02-25
ALBERT HOWARD
Chief Risk Officer
F - Tax
Common Shares
-10,710
$46.00
-493K
2
$4.17B
2020-02-22
2020-02-25
BAILENSON ROBERT
Chief Financial Officer
F - Tax
Common Shares
-22,183
$46.00
-1.02M
2
$4.17B
2020-02-22
2020-02-25
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-246
$46.00
-11,316
1
$4.17B
2020-02-22
2020-02-25
BREWER RUSSELL II
Chief Surveillance Officer
F - Tax
Common Shares
-18,805
$46.00
-865K
2
$4.17B
2020-02-22
2020-02-25
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-1,285
$46.00
-59,110
1
$4.17B
2020-02-22
2020-02-25
DONNARUMMA STEPHEN
Chief Credit Officer
F - Tax
Common Shares
-11,172
$46.00
-514K
2
$4.17B
2020-02-22
2020-02-25
FREDERICO DOMINIC
President/CEO/Deputy Chairman
F - Tax
Common Shares
-78,892
$46.00
-3.63M
2
$4.17B
2020-02-22
2020-02-25
ALBERT HOWARD
Chief Risk Officer
M - Exercise
Performance Share Units
-7,872
$0.00
1
$4.17B
2020-02-22
2020-02-25
ALBERT HOWARD
Chief Risk Officer
M - Exercise
Common Shares
13,894
$0.00
1
$4.17B
2020-02-22
2020-02-25
BAILENSON ROBERT
Chief Financial Officer
M - Exercise
Common Shares
28,898
$0.00
1
$4.17B
2020-02-22
2020-02-25
BREWER RUSSELL II
Chief Surveillance Officer
M - Exercise
Performance Share Units
-13,854
$0.00
1
$4.17B
2020-02-22
2020-02-25
BREWER RUSSELL II
Chief Surveillance Officer
M - Exercise
Common Shares
24,452
$0.00
1
$4.17B
2020-02-22
2020-02-25
DONNARUMMA STEPHEN
Chief Credit Officer
M - Exercise
Performance Share Units
-7,557
$0.00
1
$4.17B
2020-02-21
2020-02-25
CHOW LING
General Counsel and Secretary
F - Tax
Common Shares
-1,802
$46.00
-82,892
1
$4.17B
2020-02-21
2020-02-25
BIELING LAURA
Chief Accounting Officer
F - Tax
Common Shares
-269
$46.00
-12,374
1
$4.17B
2019-05-23
2020-01-29
KENNY PATRICK
G - Gift
Common Shares
-1,850
$0.00
2
$4.17B
2020-01-07
2020-01-09
KANE MICHAEL
F - Tax
Common Shares
-1,233
$49.00
-60,417
1
$4.17B
2020-01-07
2020-01-09
KANE MICHAEL
M - Exercise
Option to Acquire Common Shares
-3,153
$0.00
1
$4.17B
2020-01-07
2020-01-09
KANE MICHAEL
M - Exercise
Common Shares
3,153
$19.00
59,907
1
$4.17B