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Ticker
Trade Date
Filing Date
Name
Title
Code
Security
Amount
Price
Value
Trans.
Director
10% Owner
Mcap/AUM
2025-05-12
2025-05-14
LO THOMAS
EVP, Chief Admin Officer
S - Sale
Common Stock
-729
$45.00
-32,805
1
$3.09B
2025-04-01
2025-04-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-39,511
$0.00
3
$3.09B
2025-04-01
2025-04-03
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-41,923
$0.00
3
$3.09B
2025-03-17
2025-03-19
LO THOMAS
EVP, Chief Admin Officer
F - Tax
Common Stock
-764
$44.00
-33,616
1
$3.09B
2025-03-17
2025-03-19
CHAN MAY
SVP, General Counsel
M - Exercise
Restricted Stock Units
-1,067
$0.00
1
$3.09B
2025-03-17
2025-03-19
LO THOMAS
EVP, Chief Admin Officer
M - Exercise
Restricted Stock Units
-2,134
$0.00
1
$3.09B
2025-03-17
2025-03-19
LO THOMAS
EVP, Chief Admin Officer
F - Tax
Common Stock
-764
$44.00
-33,616
1
$3.09B
2025-03-17
2025-03-19
CHAN MAY
SVP, General Counsel
M - Exercise
Restricted Stock Units
-1,067
$0.00
1
$3.09B
2025-03-17
2025-03-19
LO THOMAS
EVP, Chief Admin Officer
M - Exercise
Restricted Stock Units
-2,134
$0.00
1
$3.09B
2024-10-30
2024-11-01
LO THOMAS
EVP, Chief Admin Officer
S - Sale
Common Stock
-900
$47.00
-42,300
1
$3.09B
2024-07-25
2024-07-29
BINGHAM KIM
EVP, Chief Risk Officer
S - Sale
Common Stock
-6,000
$45.00
-270K
1
$3.09B
2024-06-28
2024-07-02
SUN ALBERT
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
8,783
3
$3.09B
2024-06-28
2024-07-02
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
9,973
3
$3.09B
2024-06-28
2024-07-02
CHAN MAY
SVP, General Counsel
A - Grant
Restricted Stock Units
1,458
$0.00
1
$3.09B
2024-06-28
2024-07-02
LO THOMAS
EVP, Chief Admin Officer
A - Grant
Restricted Stock Units
3,313
$0.00
1
$3.09B
2024-05-28
2024-07-02
LO THOMAS
EVP, Chief Admin Officer
F - Tax
Common Stock
-688
$36.00
-24,768
1
$3.09B
2024-05-28
2024-07-02
CHAN MAY
SVP, General Counsel
M - Exercise
Restricted Stock Units
-723
$0.00
1
$3.09B
2024-05-28
2024-07-02
LO THOMAS
EVP, Chief Admin Officer
M - Exercise
Restricted Stock Units
-1,928
$0.00
1
$3.09B
2024-04-01
2024-04-03
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-5,373
$37.00
-199K
3
$3.09B
2024-04-01
2024-04-03
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-9,156
$0.00
3
$3.09B
2024-04-01
2024-04-03
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Common Stock
15,054
$0.00
3
$3.09B
2024-04-01
2024-04-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-42,825
$0.00
3
$3.09B
2024-04-01
2024-04-03
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-38,516
$0.00
3
$3.09B
2023-11-03
2023-11-07
BINGHAM KIM
EVP, Chief Risk Officer
S - Sale
Common Stock
-6,000
$37.00
-222K
1
$3.09B
2023-10-02
2023-10-03
CHAN MAY
SVP, General Counsel
M - Exercise
Restricted Stock Units
-921
$0.00
1
$3.09B
2023-07-27
2023-07-31
CHAN MAY
SVP, General Counsel
A - Grant
Restricted Stock Units
1,448
$0.00
1
$3.09B
2023-07-27
2023-07-31
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
9,476
3
$3.09B
2023-07-27
2023-07-31
LEE MARK HAKJOON
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
9,320
3
$3.09B
2023-04-03
2023-04-05
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-6,876
$34.00
-234K
3
$3.09B
2023-04-03
2023-04-05
LEE MARK HAKJOON
EVP, Chief Credit Officer
F - Tax
Common Stock
-4,512
$34.00
-153K
3
$3.09B
2023-04-03
2023-04-05
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-12,213
$0.00
3
$3.09B
2023-04-03
2023-04-05
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Common Stock
19,841
$0.00
3
$3.09B
2023-04-03
2023-04-05
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-46,492
$0.00
3
$3.09B
2023-04-03
2023-04-05
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Restricted Stock Units
-8,029
$0.00
3
$3.09B
2023-04-03
2023-04-05
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Common Stock
13,043
$0.00
3
$3.09B
2023-04-03
2023-04-05
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-50,295
$0.00
3
$3.09B
2022-08-16
2022-08-18
CHENG DUNSON
Executive Chairman
S - Sale
Common Stock
-1,000
$45.00
-45,000
1
$3.09B
2022-08-11
2022-08-11
CHENG DUNSON
Executive Chairman
S - Sale
Common Stock
-1,000
$44.00
-44,000
1
$3.09B
2022-08-09
2022-08-11
CHENG DUNSON
Executive Chairman
S - Sale
Common Stock
-2,000
$42.00
-84,000
1
$3.09B
2022-07-29
2022-08-02
BINGHAM KIM
EVP, Chief Risk Officer
S - Sale
Common Stock
-6,000
$41.00
-246K
1
$3.09B
2022-05-26
2022-05-31
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
8,746
3
$3.09B
2022-05-26
2022-05-31
LEE MARK HAKJOON
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
8,075
3
$3.09B
2022-04-01
2022-04-01
LEE MARK HAKJOON
EVP, Chief Credit Officer
F - Tax
Common Stock
-2,278
$45.00
-103K
3
$3.09B
2022-04-01
2022-04-01
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-3,872
$45.00
-174K
3
$3.09B
2022-04-01
2022-04-01
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-9,348
$0.00
3
$3.09B
2022-04-01
2022-04-01
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Common Stock
11,194
$0.00
3
$3.09B
2022-04-01
2022-04-01
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-24,746
$0.00
3
$3.09B
2022-04-01
2022-04-01
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Restricted Stock Units
-5,498
$0.00
3
$3.09B
2022-04-01
2022-04-01
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Common Stock
6,584
$0.00
3
$3.09B
2022-04-01
2022-04-01
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-10,447
$0.00
3
$3.09B
2022-03-03
2022-03-03
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-698
$47.00
-32,806
1
$3.09B
2022-03-03
2022-03-03
LEE MARK HAKJOON
EVP, Chief Credit Officer
F - Tax
Common Stock
-657
$47.00
-30,879
1
$3.09B
2022-03-03
2022-03-03
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-1,734
$0.00
1
$3.09B
2022-03-03
2022-03-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-4,214
$0.00
1
$3.09B
2022-03-03
2022-03-03
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Restricted Stock Units
-1,601
$0.00
1
$3.09B
2022-03-03
2022-03-03
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Common Stock
1,601
$0.00
1
$3.09B
2022-03-01
2022-03-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-3,554
$0.00
1
$3.09B
2021-03-03
2022-03-03
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-3,474
$0.00
1
$3.09B
2021-10-29
2021-11-02
BINGHAM KIM
EVP, Chief Risk Officer
S - Sale
Common Stock
-3,000
$43.00
-129K
1
$3.09B
2021-07-22
2021-07-26
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
9,156
3
$3.09B
2021-07-22
2021-07-26
LEE MARK HAKJOON
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
8,455
3
$3.09B
2021-04-01
2021-04-05
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-12,265
$0.00
2
$3.09B
2021-04-01
2021-04-05
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-5,957
$0.00
2
$3.09B
2021-03-15
2021-04-05
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-2,570
$41.00
-105K
2
$3.09B
2021-03-15
2021-03-17
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-457
$43.00
-19,651
1
$3.09B
2021-03-15
2021-03-17
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-2,093
$0.00
1
$3.09B
2021-03-15
2021-03-17
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-4,310
$0.00
1
$3.09B
2021-03-09
2021-03-11
LEE MARK HAKJOON
EVP, Chief Credit Officer
F - Tax
Common Stock
-1,577
$42.00
-66,234
1
$3.09B
2021-03-09
2021-03-11
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Restricted Stock Units
-4,566
$0.00
1
$3.09B
2021-03-09
2021-03-11
LEE MARK HAKJOON
EVP, Chief Credit Officer
M - Exercise
Common Stock
4,566
$0.00
1
$3.09B
2021-03-09
2021-03-11
LIU CHANG
President & CEO
M - Exercise
Restricted Stock Units
-3,354
$0.00
1
$3.09B
2021-03-03
2021-03-05
LEE MARK HAKJOON
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
1,601
$0.00
1
$3.09B
2021-03-03
2021-03-05
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
1,734
$0.00
1
$3.09B
2021-03-03
2021-03-05
CHENG DUNSON
Executive Chairman
A - Grant
Restricted Stock Units
4,214
$0.00
1
$3.09B
2021-03-01
2021-03-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-5,567
$0.00
2
$3.09B
2020-12-10
2020-12-15
WONG IRWIN
SEVP, Chief Admin Officer
S - Sale
Common Stock
-6,200
$30.00
-186K
1
$3.09B
2020-11-24
2020-11-27
WONG IRWIN
SEVP, Chief Admin Officer
S - Sale
Common Stock
-8,101
$31.00
-251K
1
$3.09B
2020-09-16
2020-09-18
BINGHAM KIM
EVP, Chief Risk Officer
A - Grant
Restricted Stock Units
12,213
3
$3.09B
2020-09-16
2020-09-18
LEE MARK HAKJOON
EVP, Chief Credit Officer
A - Grant
Restricted Stock Units
8,029
3
$3.09B
2020-06-09
2020-06-11
BINGHAM KIM
EVP, Chief Risk Officer
S - Sale
Common Stock
-4,986
$31.00
-155K
1
$3.09B
2020-06-05
2020-06-09
WONG IRWIN
SEVP, Chief Admin Officer
S - Sale
Common Stock
-8,080
$30.00
-242K
1
$3.09B
2020-04-01
2020-04-03
BINGHAM KIM
EVP, Chief Risk Officer
F - Tax
Common Stock
-5,035
$22.00
-111K
1
$3.09B
2020-04-01
2020-04-03
WONG IRWIN
SEVP, Chief Admin Officer
F - Tax
Common Stock
-8,926
$22.00
-196K
1
$3.09B
2020-04-01
2020-04-03
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Restricted Stock Units
-8,866
$0.00
3
$3.09B
2020-04-01
2020-04-03
BINGHAM KIM
EVP, Chief Risk Officer
M - Exercise
Common Stock
14,557
$0.00
3
$3.09B
2020-04-01
2020-04-03
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-23,509
$0.00
3
$3.09B
2020-04-01
2020-04-03
KIM LISA
EVP, General Counsel
M - Exercise
Restricted Stock Units
-6,716
$0.00
3
$3.09B
2020-04-01
2020-04-03
WONG IRWIN
SEVP, Chief Admin Officer
M - Exercise
Restricted Stock Units
-15,718
$0.00
3
$3.09B
2020-04-01
2020-04-03
WONG IRWIN
SEVP, Chief Admin Officer
M - Exercise
Common Stock
25,810
$0.00
3
$3.09B
2020-03-27
2020-03-31
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-1,297
$0.00
1
$3.09B
2020-03-09
2020-03-12
LIU CHANG
President & COO
M - Exercise
Restricted Stock Units
-2,899
$0.00
1
$3.09B
2020-03-02
2020-03-04
CHENG DUNSON
Executive Chairman
M - Exercise
Restricted Stock Units
-5,568
$0.00
2
$3.09B
2019-12-13
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
156
$38.00
5,928
1
$3.09B
2019-12-12
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
49
$38.00
1,862
1
$3.09B
2019-09-16
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
165
$36.00
5,940
1
$3.09B
2019-09-13
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
51
$36.00
1,836
1
$3.09B
2019-06-14
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
170
$34.00
5,780
1
$3.09B
2019-06-13
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
52
$35.00
1,820
1
$3.09B
2019-03-15
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
158
$36.00
5,688
1
$3.09B
2019-03-14
2020-02-13
WONG IRWIN
SEVP, Chief Admin Officer
J - Other
Common Stock
49
$36.00
1,764
1
$3.09B