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Ticker
Trade Date
Filing Date
Name
Title
Code
Security
Amount
Price
Value
Trans.
Director
10% Owner
Mcap/AUM
2024-12-05
2024-12-09
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
32,500
$0.00
1
$177.56M
2024-12-05
2024-12-09
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Option (right to buy)
226K
$0.00
1
$177.56M
2024-12-05
2024-12-09
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Option (right to buy)
140K
$0.00
1
$177.56M
2024-12-05
2024-12-09
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
32,500
$0.00
1
$177.56M
2024-12-05
2024-12-09
ALLEN MARCIA
A - Grant
Option (right to buy)
32,500
$0.00
1
$177.56M
2024-12-05
2024-12-09
JUDA SCOTT
A - Grant
Option (right to buy)
32,500
$0.00
1
$177.56M
2024-12-05
2024-12-09
MOSS DAVID
Chief Financial Officer
A - Grant
Option (right to buy)
223K
$0.00
1
$177.56M
2024-09-30
2024-09-30
MOSS DAVID
Chief Financial Officer
P - Purchase
Common Stock
10,000
$5.00
50,000
1
$177.56M
2024-09-12
2024-09-16
TESI RAYMOND JOSEPH
President and CEO
P - Purchase
Common Stock
15,380
$6.00
92,280
1
$177.56M
2024-09-12
2024-09-16
MOSS DAVID
Chief Financial Officer
P - Purchase
Common Stock Warrants (right to buy)
7,690
$0.00
1
$177.56M
2024-09-12
2024-09-16
MOSS DAVID
Chief Financial Officer
P - Purchase
Common Stock
7,690
$6.00
46,140
1
$177.56M
2024-09-12
2024-09-16
TESI RAYMOND JOSEPH
President and CEO
P - Purchase
Common Stock Warrants (right to buy)
15,380
$0.00
1
$177.56M
2024-06-25
2024-06-26
JUDA SCOTT
P - Purchase
Common Stock
5,000
$7.00
35,000
1
$177.56M
2024-06-10
2024-06-12
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Option (right to buy)
37,882
$0.00
1
$177.56M
2024-05-14
2024-05-16
ALLEN MARCIA
A - Grant
Option (right to buy)
12,500
$0.00
1
$177.56M
2024-05-14
2024-05-16
BARACCHINI EDGARDO JR
A - Grant
Option (right to buy)
12,500
$0.00
1
$177.56M
2024-05-14
2024-05-16
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
12,500
$0.00
1
$177.56M
2024-05-14
2024-05-16
JUDA SCOTT
A - Grant
Option (right to buy)
12,500
$0.00
1
$177.56M
2024-05-14
2024-05-16
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Option (right to buy)
100K
$0.00
1
$177.56M
2024-05-14
2024-05-16
MOSS DAVID
Chief Financial Officer
A - Grant
Option (right to buy)
160K
$0.00
1
$177.56M
2024-05-14
2024-05-16
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
12,500
$0.00
1
$177.56M
2024-05-14
2024-05-16
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Option (right to buy)
160K
$0.00
1
$177.56M
2024-04-19
2024-04-24
TESI RAYMOND JOSEPH
President and CEO
P - Purchase
Common Stock Warrants (right to buy)
18,028
$0.00
1
$177.56M
2024-04-19
2024-04-24
JUDA SCOTT
P - Purchase
Common Stock Warrants (right to buy)
29,603
$0.00
1
$177.56M
2024-04-19
2024-04-24
JUDA SCOTT
P - Purchase
Common Stock
29,603
$8.00
237K
1
$177.56M
2024-04-19
2024-04-24
LOWDELL MARK WILLIAM
Chief Scientific Officer
P - Purchase
Common Stock Warrants (right to buy)
14,423
$0.00
1
$177.56M
2024-04-19
2024-04-24
LOWDELL MARK WILLIAM
Chief Scientific Officer
P - Purchase
Common Stock
14,423
$8.00
115K
1
$177.56M
2024-04-19
2024-04-24
MOSS DAVID
CFO, Treasurer & Secretary
P - Purchase
Common Stock Warrants (right to buy)
18,028
$0.00
1
$177.56M
2024-04-19
2024-04-24
MOSS DAVID
CFO, Treasurer & Secretary
P - Purchase
Common Stock
18,028
$8.00
144K
1
$177.56M
2024-04-19
2024-04-24
TESI RAYMOND JOSEPH
President and CEO
P - Purchase
Common Stock
18,028
$8.00
144K
1
$177.56M
2024-04-19
2024-04-23
JUDA SCOTT
A - Grant
Common Stock
29,603
$8.00
237K
1
$177.56M
2024-04-19
2024-04-23
JUDA SCOTT
A - Grant
Common Stock Warrants (right to buy)
29,603
$0.00
1
$177.56M
2024-04-19
2024-04-23
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Common Stock Warrants (right to buy)
14,423
$0.00
1
$177.56M
2024-04-19
2024-04-23
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Common Stock
14,423
$8.00
115K
1
$177.56M
2024-04-19
2024-04-23
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Common Stock Warrants (right to buy)
18,028
$0.00
1
$177.56M
2024-04-19
2024-04-23
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Common Stock
18,028
$8.00
144K
1
$177.56M
2024-04-19
2024-04-23
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Common Stock Warrants (right to buy)
18,028
$0.00
1
$177.56M
2024-04-19
2024-04-23
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Common Stock
18,028
$8.00
144K
1
$177.56M
2023-11-10
2023-11-13
JUDA SCOTT
P - Purchase
Common Stock
7,000
$7.00
49,000
1
$177.56M
2023-07-12
2023-07-14
SCHROEDER TIMOTHY
S - Sale
Common Stock
-10,000
$11.00
-110K
1
$177.56M
2023-07-12
2023-07-12
CTI HOLDINGS, INC
S - Sale
-60,000
$16.00
-960K
1
$177.56M
2023-03-17
2023-03-20
MOSS DAVID
CFO, Treasurer & Secretary
P - Purchase
Common Stock
2,500
$6.00
15,000
1
$177.56M
2023-02-16
2023-02-21
BARACCHINI EDGARDO JR
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2023-02-16
2023-02-21
ALLEN MARCIA
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2023-02-16
2023-02-21
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2023-02-16
2023-02-21
JUDA SCOTT
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2023-02-16
2023-02-21
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Option (right to buy)
160K
$0.00
1
$177.56M
2023-02-16
2023-02-21
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2023-02-16
2023-02-21
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Option (right to buy)
160K
$0.00
1
$177.56M
2022-05-27
2022-05-31
MOSS DAVID
CFO, Treasurer & Secretary
P - Purchase
Common Stock
3,000
$7.00
21,000
1
$177.56M
2022-05-26
2022-05-31
TESI RAYMOND JOSEPH
President and CEO
P - Purchase
Common Stock
6,300
$6.00
37,800
1
$177.56M
2022-05-26
2022-05-31
MOSS DAVID
CFO, Treasurer & Secretary
P - Purchase
Common Stock
7,700
$6.00
46,200
1
$177.56M
2022-03-22
2022-03-23
GANJEI JAMES KELLY
A - Grant
Common Stock
17,793
$8.00
142K
1
$177.56M
2022-03-22
2022-03-23
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Common Stock
23,724
$8.00
190K
1
$177.56M
2022-03-22
2022-03-23
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Common Stock
17,793
$8.00
142K
1
$177.56M
2022-03-22
2022-03-23
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Common Stock
23,590
$8.00
189K
1
$177.56M
2022-03-21
2022-03-23
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2022-03-21
2022-03-23
ALLEN MARCIA
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2022-03-21
2022-03-23
BARACCHINI EDGARDO JR
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2022-03-21
2022-03-23
JUDA SCOTT
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2022-03-21
2022-03-23
LOWDELL MARK WILLIAM
Chief Scientific Officer
A - Grant
Option (right to buy)
104K
$0.00
1
$177.56M
2022-03-21
2022-03-23
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Option (right to buy)
130K
$0.00
1
$177.56M
2022-03-21
2022-03-23
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
35,000
$0.00
1
$177.56M
2022-03-21
2022-03-23
TESI RAYMOND JOSEPH
President and CEO
A - Grant
Option (right to buy)
130K
$0.00
1
$177.56M
2021-11-17
2021-11-17
JUDA SCOTT
P - Purchase
Common Stock
2,500
$14.00
35,000
1
$177.56M
2021-11-03
2021-11-04
LOWDELL MARK WILLIAM
Chief Scientific Officer
S - Sale
Common Stock
-701
$20.00
-14,020
1
$177.56M
2021-11-03
2021-11-04
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-1,025
$20.00
-20,500
1
$177.56M
2021-11-03
2021-11-04
TESI RAYMOND JOSEPH
President and CEO
S - Sale
Common Stock
-3,626
$20.00
-72,520
1
$177.56M
2021-10-27
2021-10-29
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-2,079
$20.00
-41,580
1
$177.56M
2021-10-27
2021-10-29
LOWDELL MARK WILLIAM
Chief Scientific Officer
S - Sale
Common Stock
-2,357
$20.00
-47,140
1
$177.56M
2021-10-27
2021-10-29
TESI RAYMOND JOSEPH
President and CEO
S - Sale
Common Stock
-6,517
$20.00
-130K
1
$177.56M
2021-10-25
2021-10-26
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-13
$20.00
-260
1
$177.56M
2021-10-22
2021-10-26
LOWDELL MARK WILLIAM
Chief Scientific Officer
S - Sale
Common Stock
-400
$20.00
-8,000
1
$177.56M
2021-10-22
2021-10-26
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-1,142
$20.00
-22,840
1
$177.56M
2021-10-22
2021-10-26
TESI RAYMOND JOSEPH
President and CEO
S - Sale
Common Stock
-23,616
$20.00
-472K
1
$177.56M
2021-09-03
2021-09-08
XENCOR INC
M - Exercise
Stock Option (Right to Buy)
-108K
$0.00
1
$177.56M
2021-09-03
2021-09-08
XENCOR INC
M - Exercise
Common Stock
108K
$8.00
864K
1
$177.56M
2021-06-10
2021-09-08
XENCOR INC
J - Other
Common Stock
193K
$17.00
3.27M
1
$177.56M
2021-08-25
2021-08-27
TESI RAYMOND JOSEPH
President and CEO
M - Exercise
Employee Stock Option (right to buy)
-30,000
$0.00
1
$177.56M
2021-08-25
2021-08-27
TESI RAYMOND JOSEPH
President and CEO
M - Exercise
Common Stock
30,000
$4.00
120K
1
$177.56M
2021-07-16
2021-07-19
MOSS DAVID
CFO, Treasurer & Secretary
M - Exercise
Employee Stock Option (right to buy)
-25,000
$0.00
1
$177.56M
2021-07-16
2021-07-19
MOSS DAVID
CFO, Treasurer & Secretary
M - Exercise
Common Stock
25,000
$4.00
100K
1
$177.56M
2021-07-13
2021-07-14
SCHROEDER TIMOTHY
S - Sale
Common Stock
-14,480
$28.00
-405K
1
$177.56M
2021-07-09
2021-07-12
SCHROEDER TIMOTHY
S - Sale
Common Stock
-30,000
$23.00
-690K
1
$177.56M
2021-07-08
2021-07-09
LOWDELL MARK WILLIAM
Chief Scientific Officer
S - Sale
Common Stock
-24,150
$20.00
-483K
1
$177.56M
2021-07-08
2021-07-09
TESI RAYMOND JOSEPH
President and CEO
S - Sale
Common Stock
-24,351
$20.00
-487K
1
$177.56M
2021-07-08
2021-07-09
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-16,302
$20.00
-326K
1
$177.56M
2021-07-07
2021-07-09
TESI RAYMOND JOSEPH
President and CEO
S - Sale
Common Stock
-5,649
$20.00
-113K
1
$177.56M
2021-07-07
2021-07-09
LOWDELL MARK WILLIAM
Chief Scientific Officer
S - Sale
Common Stock
-5,850
$20.00
-117K
1
$177.56M
2021-07-07
2021-07-09
MOSS DAVID
CFO, Treasurer & Secretary
S - Sale
Common Stock
-8,698
$20.00
-174K
1
$177.56M
2021-06-22
2021-06-24
ALLEN MARCIA
A - Grant
Option (right to buy)
19,025
$0.00
1
$177.56M
2021-06-22
2021-06-24
BARACCHINI EDGARDO JR
A - Grant
Option (right to buy)
19,025
$0.00
1
$177.56M
2021-06-22
2021-06-24
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
19,025
$0.00
1
$177.56M
2021-06-22
2021-06-24
JUDA SCOTT
A - Grant
Option (right to buy)
19,025
$0.00
1
$177.56M
2021-06-22
2021-06-24
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Option
70,663
$0.00
1
$177.56M
2021-06-22
2021-06-24
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
19,025
$0.00
1
$177.56M
2021-06-22
2021-06-24
TESI RAYMOND JOSEPH
President & CEO
A - Grant
Option
70,663
$0.00
1
$177.56M
2021-06-14
2021-06-15
SCHROEDER TIMOTHY
S - Sale
Common Stock
-10,000
$19.00
-190K
1
$177.56M
2021-06-10
2021-06-14
XENCOR INC
J - Other
Common Stock
193K
$17.00
3.27M
1
$177.56M
2021-06-10
2021-06-14
SCHROEDER TIMOTHY
S - Sale
Common Stock
-10,000
$17.00
-170K
1
$177.56M
2021-03-31
2021-04-01
SCHROEDER TIMOTHY
S - Sale
Common Stock
-10,000
$12.00
-120K
1
$177.56M
2021-01-19
2021-01-21
ALLEN MARCIA
A - Grant
Option (right to buy)
15,975
$0.00
1
$177.56M
2021-01-19
2021-01-21
BARACCHINI EDGARDO JR
A - Grant
Option (right to buy)
15,975
$0.00
1
$177.56M
2021-01-19
2021-01-21
GANJEI JAMES KELLY
A - Grant
Option (right to buy)
15,975
$0.00
1
$177.56M
2021-01-19
2021-01-21
JUDA SCOTT
A - Grant
Option (right to buy)
15,975
$0.00
1
$177.56M
2021-01-19
2021-01-21
MOSS DAVID
CFO, Treasurer & Secretary
A - Grant
Option
59,337
$0.00
1
$177.56M
2021-01-19
2021-01-21
SCHROEDER TIMOTHY
A - Grant
Option (right to buy)
15,975
$0.00
1
$177.56M
2021-01-19
2021-01-21
TESI RAYMOND JOSEPH
President & CEO
A - Grant
Option
59,337
$0.00
1
$177.56M
2020-01-27
2020-01-29
POWERS LINDA
S - Sale
Common Stock
-220K
$5.00
-1.10M
1
$177.56M