Terms

Limitations on investment guidance and professional advice

Any content on this site or related pages are not intended to provide legal, tax, investment or insurance advice. Unusual Whales Inc. is not registered as a securities broker-dealer or an investment adviser with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority (“FINRA”) or any state securities regulatory authority. Nothing on Unusual Whales should be construed as an offer to sell, a solicitation of an offer to buy, or a recommendation for any security by Unusual Whales or any third party. Certain investment planning tools available on Unusual Whales may provide general investment education based on your input. You are solely responsible for determining whether any investment, investment strategy, security or related transaction is appropriate for you based on your personal investment objectives, financial circumstances and risk tolerance. You should consult your legal or tax professional regarding your specific situation.

SUBSTANTIAL RISK INVOLVED; SEEK INDIVIDUAL PROFESSIONAL ADVICE BEFORE INVESTING. Any individual who chooses to invest in any securities of the companies mentioned, referred to or profiled in the Services should do so with caution. Investing or transacting in any securities involves substantial risk; you may lose some, all, or possibly more than your original investment. Investing in the private companies discussed in certain unusualwhales.com's publications is highly risky. There is currently no market for trading or liquidating the securities discussed in said publications and there is no guarantee that a market will develop in the future. Any subscriber or user of our Services bears responsibility for their own investment research and decisions, and should use information from the Services only as a starting point for doing additional independent research in order to allow individuals to form their own opinion regarding investments. It is easy to lose money trading, and we recommend always seeking individual advice from a licensed or registered professional and educating yourself as much as possible before considering any investments.

It should NOT be assumed that any methods, techniques or indicators presented on or in connection with the Services will be profitable or that they will not result in losses.

Terms and Conditions ("Terms")

Last updated: June 15, 2021

Any information provided on site, or through a third party, is not to be seen as totally accurate or true, given possible discrepancies. Any news or information can be delayed. Any user should to due diligience to ensure the information is accurate, which can not be guaranteed onsite. All information on social media, including but not limited to Twitter, Instagram, TikTok, Discord, Facebook or otherwise, may also have inaccurate information, with claims unable to be verified at the time.

REGISTRATION

This User Agreement between Authorized User (“You”) and Unusual Whales ( www.unusualwhales.com ) (“the Site”) and any of our Site affiliates, agencies, sponsors, licensees or content partners (hereafter, collectively referred to as “Unusual Whales”, “We”, or “Us”) governs your use of these information services and web sites (collectively referred to as “the Tools”), including any document, content, services, functions or features accessible on or through the Site (the “Products”). Your use of the Site and the Tools is subject to the terms and conditions hereof. By using the Site or any other website owned, operated, licensed, or controlled by Us, you agree to be bound by the terms of the User Agreement. Other provisions that govern your use of the Site may be set forth in online notices appearing in connection with certain Products (collectively, the “Additional Terms”), all of which are incorporated by reference into this User Agreement. Your use of any Products that are subject to Additional Terms constitutes your acceptance of the respective Additional Terms.

BY REGISTERING FOR OR USING THIS SITE , THE USER ACCEPTS ALL OF THESE TERMS (the “TERMS OF SERVICE”). USE OF THIS SITE WILL CONSTITUTE THE USER’S ACCEPTANCE OF ALL OF SUCH TERMS OF SERVICE. WE RESERVE THE RIGHT TO TERMINATE A USER'S SUBSCRIPTION IF WE DETERMINE THAT THE TERMS OF SERVICE HAVE BEEN VIOLATED. USERS WHO VIOLATE THE TERMS OF SERVICE FORFEIT ANY SUBSCRIPTION CHARGES ALREADY PAID.

IF YOU DO NOT AGREE TO THESE “TERMS OF SERVICE”, PLEASE DO NOT USE THIS SITE. The Terms of Service for your continued use of this Site will be available at https://unusualwhales.com/terms-of-service/ and accessible from your Account Profile page. Please check this area before using this Site whenever a change has been indicated. Changes to the Terms of Service posted on the home page of the Site is an effective notice to the User of the change in such terms and conditions.

If you do not agree to these changes in the Terms of Service as they may occur, please arrange to terminate your registration with Us immediately (i) by notifying Us of your unwillingness to accept the changes to the Terms of Service and (ii) by discontinuing your use of the Site. Your continued use of Site after such changes in the Terms of Service will signify your acceptance of the change in the terms and conditions.

BY REGISTERING FOR OR USING THIS SITE, YOU ARE AGREEING TO ALL TERMS AND POLICIES OUTLINED BELOW: INFORMATION

1. You shall be responsible for obtaining the requisite communication lines and internet connections to interface with Unusual Whales. You understand and agree that nothing in this Agreement shall be deemed to constitute an undertaking by Unusual Whales to continue to disseminate the Information in its present form or configuration. Unusual Whales, in its sole discretion may, from time to time, make modifications to the Information and Service, irrespective of whether such modifications would require changes to be made by you to any device or equipment which receives the Service from Unusual Whales. You shall bear all risks of failing to make concurrent modifications to your devices and equipment and you acknowledge and agree that neither Unusual Whales nor its Information Providers (defined as the source from which Unusual Whales receives the Information made available through the Service) shall be responsible if such changes affect your access to or use of the Service in any way.

OWNERSHIP OF SOFTWARE 2. Software included as part of the Service contains software proprietary to Unusual Whales and/or to third parties ("Third Party Suppliers") and licensed to Unusual Whales ("Unusual Whales Software"). Unusual Whales and Third Party Suppliers retain title and ownership to the Unusual Whales Software and all copyright and other intellectual property rights therein. Your receipt of the Service does not constitute a sale of the Unusual Whales Software or any copy. You agree not to alter, decompile, or disassemble the Unusual Whales Software.

3. YOU AGREE TO PAY THE PREDETERMINED SUBSCRIPTION FEE FOR YOUR USE TO THE SITE. All subscription rates are subject to change at anytime. In the event of a price increase existing subscribers will continue to renew at their original rate. The prices on the billing page reflect the currently offered rates. LIFETIME MEMBERSHIPS, IN THE CASE OF THE COMPANY NOT LASTING UNTIL June 2022, will be refunded on a prorated rate for price up to that point. After June 2022, any lifetime subscriptions are not eligible for refunds after a one month window from purchase. Lifetime itself is only upheld by the company up until two years after purchase and payment may be subject to change after a two year period upon purchase. The lifetime subscription plan is eligible for monthly payments of $250 each as of March 24th 2022. It is only valid for a week time. These payments are nonrefundable; should a payment fail the subscription will be cancelled. Should a payment be rejected, or subscription cancelled prematurely from the period of monthly payments, the amounts are not refundable. Should a payment fail the subscription access for the respective user will be halted until the payment has been made. Users who opt out of the payment plan are not eligible for a refund on any previously made payments.

4. YOU AGREE NOT TO SHARE ACCESS TO YOUR ACCOUNT AND NOT TO REDISTRIBUTE ANY DATA YOU RECEIVE THROUGH YOUR USE OF THE SITE OR PRODUCTS.

A) A) You MAY NOT copy, modify, scrape, reproduce, republish, distribute, or transmit any of the website material for ANY reason. The use of our website and all associated data is strictly for PERSONAL USE. Those found to have violated these terms are subject to having their accounts terminated with no compensation.

B) You may NOT share your password with anyone. You shall be solely responsible for maintaining the confidentiality of your password. You shall immediately notify Unusual Whales of any known or suspected unauthorized use(s) of your account, or any known or suspected breach of security, including loss, theft, or unauthorized disclosure of your username, password or credit card information. You are fully responsible for all usage and activity on your account, including, but not limited to, use of the account by any third party authorized by you to use your username and password. If the computer system on which you accessed the Service is sold or transferred to another party, you warrant and represent that you will delete all cookies and software files obtained by or through use of the Service.

C) Account Lockouts: Our security system checks for simultaneous logins from multiple locations. If it is found that you are sharing your account, our system will auto-lock your account for up to a 24-hour period as required by our data provider agreements. You understand this and agree to not share access to your account.

D) The use of automated systems or software to extract data from the site is a violation of our terms of service. You MAY NOT scrape or extract data from the website for ANY purpose.

Legal action will be taken where deemed appropriate if it is found that you are redistributing or reselling the information on the Site.

5. THIS SITE AND ALL OF ITS CONTENTS ARE COPYRIGHTED. THE VIEWER OF THIS SITE IS GIVEN A LIMITED LICENSE TO USE ITS CONTENTS FOR PERSONAL OR INTERNAL COMPANY USE ONLY. This Site and all its contents are made available to you, with the agreement that you will not copy or reproduce the contents of this Site, except for your own personal or internal company use, in any form and that you will not sell, lease, loan, or otherwise make them available to third parties or anyone else without the express written permission of the author.

6. DIGITAL GOODS (NO REFUND POLICY)

A) Since services are non-tangible, irrevocable, digital goods; we do not issue refunds, which you are solely responsible for understanding. During checkout, upon clicking the final submit button on any payment to Unusual Whales, your purchase is charged to the credit/debit card that you supplied. All sales are final.

B) You cannot cancel a purchase or receive a refund for a purchase. You can cancel future recurring subscription payments at anytime from your Account Settings page. Any payments that have already been processed are non-refundable.
Lifetime memberships are a slightly special case. If you sign up May 2022, you'll be refunded the lifetime cost minus the monthly cost of one month. In the event of signing in June 2021 and the company fails Dec 2021 for example, you will be refunded the lifetime cost you paid minus 5 months of service costs! After June 2022, any lifetime subscriptions are not eligible for refunds after a one month window from purchase.

C) If you are under trial period, you will be billed at the end of your trial unless cancelled.

D) All plans auto-renew. If you do not wish to renew, you must cancel 24 hours prior to your renewal date.

E) The subscription fees for Unusual Whales are set forth on Unusual Whales website and may be amended at Unusual Whales sole discretion from time to time without notice and are payable monthly or annually in advance. Payment shall be accepted by credit card for monthly and annual subscriptions.

F) A portion of your subscription fee may include an exchange fee that is paid to the securities exchanges by Unusual Whales on a monthly basis. These exchange fees are non-refundable.

7. YOU AGREE THAT THE INFORMATION YOU HAVE PROVIDED UPON ACCOUNT REGISTRATION IS ACCURATE AND CORRECT TO THE BEST OF YOUR KNOWLEDGE.

8. YOU UNDERSTAND THAT YOUR USE OF THE SITE WILL ALWAYS BE SUBJECT TO AND PURSUANT TO THIS AGREEMENT. You may review this Agreement at any time by clicking on “Terms” from our home page or by accessing it from your Account Profile page.

9. YOU AGREE TO NOT SOLICIT, PROMOTE, OR SHARE EXTERNAL PREMIUM DATA WITHIN OUR MESSAGE BOARDS. A) You may not share or promote your own for-profit, paid, or non-public services or websites that you are affiliated with.

B) You may not share premium(paid) data from external sources including screenshots, non-public links, documents, or copyrighted material which you don’t solely own, have permission to, or are licensed to redistribute.

C) You may not promote, share, discuss, or suggest the use of competing services within the chat room. Unusual Whales reserves the right (but does not have any obligation) to prohibit or restrict conduct on the Unusual Whales websites and to edit, block, or remove any content, in whole or in part, which in our sole discretion we believe violates our Subscriber Code of Conduct, or is otherwise objectionable. If you believe that material has been posted that violates any of these prohibitions, or that should otherwise be removed, please contact Unusual Whales.

You Agree to not solicit members of the Site for any reason.

10. DISCORD/CHAT; CODE OF CONDUCT You understand that the use of our chat room is a revocable privilege and subject to the Chat Code of Conduct rules outlined here. We reserve the right to ban any user from participating in our chat room that violates any of the rules outlined in Chat Code of Conduct. If you do not wish to participate in the chat, it can be disabled from your Account Settings. Chat rules can be viewed at anytime from the chat window by clicking Rules.

You Agree to adhere to the Chat Code of Conduct and promote a positive, professional, and team-oriented atmosphere.

11. PRIVACY We respect your privacy rights. We will not sell or distribute your email address or other information without your express consent. Only Unusual Whales, our Agencies, Attorneys, and Partners are entitled to your information.

12. NO ENDORSEMENT You understand that neither Unusual Whales, nor any part of the Service, or any equipment utilized by Unusual Whales is sponsored or endorsed by any of the Information Providers. Unusual Whales may contain links to websites operated by parties other than Unusual Whales. Such links are provided for your convenience only. Unusual Whales does not control such websites, and is not responsible for their contents. Unusual Whales's inclusion of links to such websites does not imply any endorsement of the material on such websites or any association with their operators.

13. COPYRIGHT; PROPRIETARY DATA; USE PROVISIONS

Neither Unusual Whales nor any individual or organization that may be a source of content distributed through the Site makes any warranty as to the timeliness and accuracy of the information. The Products are provided for informational purposes only and do not constitute investment advice. Access to, transmission or receipt of, or reliance upon, Content from the Site does not create, and is not intended to create, an investor broker relationship between you or any other person or any Content Partner.

A.) Except for the license granted in the User Agreement, all right, title, and interest in the Site and the Tools (including all trademarks, copyrights, and other intellectual property rights), in all languages, formats and media throughout the world, are and will continue to be the exclusive property of Unusual Whales and/or the Content Partners.

You MAY NOT decompile, reverse engineer, scrape, disassemble, rent, lease, loan, sublicense, or create derivative works from the website.

14. NO REPRESENTATIONS OR WARRANTIES

Neither Unusual Whales, its Agencies, Attorneys, Members, Affiliates, nor any Content Partner makes any warranty or representation that the Information is accurate and timely. You understand that use of the Site and of the Products is undertaken at Your own risk. Any information or data provided by Unusual Whales is not exhaustive or complete. NEITHER UNUSAL WHALES NOR ANY CONTENT PARTNER ASSUMES ANY LIABILITY FOR THE USE OR INTERPRETATION OF ANY PRODUCT. THE SITE AND THE PRODUCTS ARE PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, IMPLIED WARRANTIES WITH RESPECT TO PERFORMANCE, MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NONINFRINGEMENT OF THIRD PARTY RIGHTS, ACCURACY, OMISSIONS, COMPLETENESS, CURRENTNESS, OR TIMELINESS. YOUR EXCLUSIVE REMEDY UNDER THIS AGREEMENT , IF ANY, FOR ANY CLAIM FOR DAMAGES RELATING TO YOUR USE OF THE SITE OR THE PRODUCTS, WHETHER ON THE BASIS OF CONTRACT, NEGLIGENCE, OR ANY OTHER BASIS, WILL BE LIMITED TO THE AGGREGATE AMOUNT OF CHARGES PAID BY YOU TO UNUSUAL WHALES DURING THE 12MONTH PERIOD PRECEDING THE EVENT GIVING RISE TO SUCH CLAIM. YOU ACKNOWLEDGE THAT PROVISION OF THE SITE AND CONTENT ENTAILS THE LIKELIHOOD OF SOME HUMAN AND MACHINE ERRORS, DELAYS, INTERRUPTIONS AND LOSSES, INCLUDING THE INADVERTENT LOSS OF DATA.

15. TRANSMISSION NO WARRANTY THERE ARE NO WARRANTIES, EXPRESS OR IMPLIED, INCLUDING WITHOUT LIMITATION, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE OF THE INFORMATION OR SERVICES AVAILABLE THROUGH THE SERVICE.

16. LIMITATION OF LIABILITY

IN NO EVENT WILL THE CONTENT CREATOR, ITS AFFILIATES, PARTNERS, MEMBERS, MANAGERS, DIRECTORS, OFFICERS, EMPLOYEES OR AGENTS BE LIABLE TO YOU OR ANY THIRD PERSON FOR ANY INDIRECT, CONSEQUENTIAL, EXEMPLARY, INCIDENTAL, SPECIAL OR PUNITIVE DAMAGES, INCLUDING FOR ANY LOST PROFITS OR LOST DATA ARISING FROM YOUR USE OF THE WEBSITE, OR ANY OF THE CONTENT OR OTHER MATERIALS ON, ACCESSED THROUGH OR DOWNLOADED FROM THE WEBSITE, EVEN IF THE CONTENT CREATOR OR ITS AFFILIATES, PARTNERS, MEMBERS, MANAGERS, DIRECTORS, OFFICERS, EMPLOYEES OR AGENTS IS AWARE OR HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED HEREIN, THE LIABILITY OF THE CONTENT CREATOR AND ITS AFFILIATES, PARTNERS, MEMBERS, MANAGERS, DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS TO YOU FOR ANY CAUSE WHATSOEVER, AND REGARDLESS OF THE FORM OF THE ACTION, WILL AT ALL TIMES BE LIMITED TO THE AMOUNT PAID, IF ANY, BY YOU TO THE CONTENT CREATOR FOR THE WEBSITE IN THE IMMEDIATELY PRECEDING TWELVE MONTHS, BUT IN NO CASE WILL SUCH LIABILITY TO YOU EXCEED $1000. YOU ACKNOWLEDGE THAT IF NO FEES ARE PAID TO THE CONTENT CREATOR FOR THE WEBSITE, YOU SHALL BE LIMITED TO INJUNCTIVE RELIEF ONLY, UNLESS OTHERWISE PERMITTED BY LAW, AND SHALL NOT BE ENTITLED TO DAMAGES OF ANY KIND FROM THE CONTENT CREATOR, REGARDLESS OF THE CAUSE OF ACTION.

CERTAIN STATE LAWS DO NOT ALLOW LIMITATIONS ON IMPLIED WARRANTIES OR THE EXCLUSION OR LIMITATION OF CERTAIN DAMAGES. IF THESE LAWS APPLY TO YOU, SOME OR ALL OF THE ABOVE DISCLAIMERS, EXCLUSIONS OR LIMITATIONS MAY NOT APPLY TO YOU, AND YOU MAY HAVE ADDITIONAL RIGHTS.

17. TAXES You shall be solely responsible for the payment of any taxes, charges or assessments imposed on you or Unusual Whales, and any penalties or interest thereon, relating to the provision of the Service (except for any income taxes, if any, imposed on Unusual Whales). All residents must pay their respective sales tax on subscription and exchange fees which will be collected and remitted by Unusual Whales to the appropriate state agency.

18. LAWS You represent and warrant that you are not engaged in, and agree not to engage in, any unlawful transaction or business, and/or will not use or knowingly permit anyone to use the Information and/or the Service for: i) any purpose or in any manner not authorized by this Agreement, or ii) for any unlawful purpose or in any manner not in compliance with the statutes, rules and regulations

19. DISCLAIMER

There is a high degree of risk involved in trading stocks and options. Past results are not indicative of future returns. Unusual Whales (Unusual Whales) is not a registered investment advisor nor is licensed as such with any federal or state regulatory agency. Unusual Whales does not manage client assets in any way. Information provided and opinions expressed on the website do not constitute investment advise. Any and all ideas expressed, research, tutorials, and instructional resources are for educational purposes only. The ideas expressed are solely the opinions of Unusual Whales. We advise everyone to know the risks involved with trading stocks and options. We encourage every visitor to the website to do his/her own research and to consult with his/her own financial advisor(s) prior to engaging in any investing activities, and to make sure he/she knows all the potential risks involved. Any investment decision that results in losses or gains made based on any information on this site, or related services is not the responsibility of Unusual Whales.

20. INDEMNIFICATION OF UNUSUAL WHALES You shall indemnify Unusual Whales, the Information Providers and each of their respective officers, directors, partners, employees and agents (the "Indemnified Parties") against, and hold the Indemnified Parties harmless from, any and all Claims or Losses imposed on, incurred by, or asserted against the Indemnified Parties as a result of or relating to your non-compliance with any of the terms and conditions of this Agreement and your breach of any of your representations and warranties in this Agreement.

Your use of ideas, systems, and/or data provided by Unusual Whales are at your own risk and it is your sole responsibility to evaluate the accuracy, completeness, and usefulness of the information.

Unusual Whales is an information service. Employees are not allowed to trade or hold on any alert, flow, ticker, or call out, and they are not allowed to hold positions mentioned per their agreement.

Any Affiliates who do not operate under the following Terms of Ethics may be terminated at the company’s discretion. -Affiliates may not engage in any form of unsolicited marketing, neither for their Unusual Whales referral code, nor for any other business endeavors the Affiliate operates. This includes, but is not limited to; posting to community channels (either private or public) without permission, mass emailing or direct messaging, or any activity considered to be spam by any given platform. -Affiliates may never misrepresent or otherwise downplay the risks involved in trading. Affiliates are expected to maintain transparency of their practice. Any misrepresentation of trading income, success rate, or the risk-to-reward relationship in their trading is grounds for termination. -Affiliates engaged in publicly posting positions, live trading, public trade callouts, or otherwise broadcasting their positions and performance must maintain full transparency to their audience. This includes, but is not limited to: accurately representing the use of the Unusual Whales Platform, posting the legitimate performance of positions broadcast, providing an explicit disclaimer if making trades on a paper account, acknowledging losing trades when they occur. Utilizing misleading or inaccurate trading performance for any reason is grounds for termination. -Unusual Whales reserves the right to periodically review the practices of any parties affiliated with the company. Decisions made regarding the above Terms of Ethics are final, and at the discretion of the company.

21. Discord
By joining this Discord server you agree to the following terms of service: 1. Nothing on the Unusual Whales platform, to include this Discord server, should be considered financial advice. There is risk involved in trading of any kind; you may lose some, all, or potentially more than your original investment. 2. Your use of ideas, systems, and/or data posted in the Unusual Whales Discord server is at your own risk and it is your responsibility to evaluate the accuracy, completeness, and usefulness of the information. Unusual Whales does not verify or guarantee the accuracy of any material posted in the Discord server. Any and all material posted in the Discord server is strictly for informational, educational, and entertainment purposes only. It should not be assumed that any methods, techniques, or indicators presented on or in connection with Unusual Whales will be profitable, or that they will not result in losses. 3. The Unusual Whales Discord server is a public forum. The moderation team reserves the right to delete messages that that they deem disruptive to the chat. This includes, but is not limited to, comments that contain harmful, abusive, derogatory, vulgar, racist, or hateful language. Messages that may disrupt the chat such as spam, 'shitposting', and unauthorized solicitation are also subject to moderation. The discussion or encouragement of illegal activities is strictly forbidden. This includes, but is not limited to, creating 'pump and dumps', evading taxes, and anything that would violate securities or antitrust laws. Server members, to include subscribers to the Unusual Whales platform, that engage in the aforementioned language may be muted or removed from the server without warning.

With regards to news or any articles, we cannot verify the veracity or truth of the statements written. Facts and figures may be wrong. Use any material with skepticism and doubt.

IF YOU DO NOT AGREE TO THESE “TERMS OF SERVICE”, PLEASE DO NOT USE THIS SITE.

Some data provided by IEX Cloud, along with other sources.

Privacy notice

At Unusual Whales (“we”, “us”, or “Unusual Whales”) we take your privacy very seriously. Please read this privacy notice carefully as it contains important information on how and why we collect, store, use, and share your personal information. It also explains your rights in relation to your personal information.

Personal Information We Collect About You. We may collect and use the following personal information that identifies, relates to, describes, is reasonable capable of being associated with, or could reasonably be linked, directly or indirectly, with a particular consumer or household:

User Account Data: We collect users name, email address and passwords when creating user accounts.

Additional Data You Provide: additional personal data may be collected through customer support, feedback that you provide and responses to surveys and questionnaires.

How Your Personal Information is Collected. We collect this personal information directly from you through our website and apps, and by text or email. However, we may also collect information automatically:

From cookies on our website which automatically collect certain types of usage and device information when you use our Services, including IP address, browser type, Internet service provider, platform type, device type, operating system, date and time stamp, a unique device or account ID, usage information and other similar information; and

Via our services: We collect information about your activity on our services, including actions you take (like logging in, logging out, downloading data files, pages or features you use, time and date of access, and other similar usage information). We use this information to provide, improve, and promote our services.

Why Your Personal Information is Collected.

The collection of your personal information is required for us to provide our services to you. If you do not provide this personal information, it may delay or prevent us from providing services to you. We also collect some personal information for operational reasons such as maintaining and improving our services, training and quality control.

Promotional Communications. We may use your personal information to send you updates (by email or text message) about our products and services, including exclusive offers, promotions or new products or services.

We have a legitimate interest in processing your personal information for promotional purposes (see above “Why Your Personal Information is Collected”). This means we do not usually need your consent to send you promotional communications. However, where consent is needed, we will ask for this consent separately and clearly.

We will always treat your personal information with the utmost respect and we do not sell or share your personal information with other organizations for marketing purposes (see below “Who We Share Your Personal Information With”).

You have the right to opt out of receiving promotional communications at any time by:

Contacting us at support@unusualwhales.com;

Updating your preferences in the account settings page; or,

Using the “unsubscribe” link in emails or “STOP” number in texts, if applicable.

We may ask you to confirm or update your marketing preferences if you instruct us to provide further products or services in the future, or if there are changes in the law, regulation, or the structure of our business.

Who We Share Your Personal Information With. We routinely share personal information with:

Service providers we use to help deliver our services to you, such as payment service providers;

Other third parties we use to help us run our business, such as data centers or website hosts which may store your information on our behalf;

Third parties and connected services approved by you, including instant messaging and social media platforms you choose to utilize as part of the service;

We only allow our service providers to handle your personal information if we are satisfied they take appropriate measures to protect your personal information. We also impose contractual obligations on service providers relating to ensure they can only use your personal information to provide services to us and to you. We may also share personal information with external auditors, law enforcement agencies and regulatory bodies to comply with our legal and regulatory obligations.

We may also need to share some personal information with other parties, such during a business merger or re-structuring. We will typically anonymize information, but this may not always be possible. The recipient of the information will be bound by confidentiality obligations.

We do not sell any personal information collected from your use of the service.

Where Your Personal Information is Held. Information may be held with our third party service providers as described above (see above: “Who We Share Your Personal Information with”).

How Long Your Personal Information Will Be Kept. We will keep your personal information while you have an account with us or while we are providing services to you. Thereafter, we will keep your personal information for as long as is necessary:

To respond to any questions, complaints or claims made by you or on your behalf;

To show that we treated you fairly; or

To keep records required by law.

We will not retain your personal information for longer than necessary for the purposes set out in this policy. Different retention periods apply for different types of personal information. When it is no longer necessary to retain your personal information, we will delete or anonymize it.

Your Rights Under the CCPA. If you are a California resident you have the right under the California Consumer Privacy Act of 2018 (CCPA) and certain other privacy and data protection laws, as applicable, to exercise free of charge:

opt-out of the sale of personal information,

know about personal information collected, disclosed or sold,

to request deletion of personal information, and

to be treated without discrimination should you exercise these rights.

More information regarding the sources from which we collect personal information can be found above in the section titled “Personal Information We Collect About You”; business and commercial purposes for which we collect your personal information can be found above in the section titled “Why Your Personal Information is Collected”; categories of recipients with whom personal information is shared or sold can be found in the section above titled “Who We Share Your Personal Information With.”

To make a request under the California Consumer Privacy Act, or for any questions or concerns about our Privacy Policy or practices, please contact us at support@unusualwhales.com. We may verify the request by asking you to provide information that matches information we have on file about you. If you designate an authorized agent to exercise these rights on your behalf, we will additionally require verification that the person is authorized to act on your behalf.

Keeping Your Personal Information Secure. We have appropriate security measures in place to prevent personal information from being accidentally lost or used or accessed in an unauthorized way. We limit access to your personal information to those who have a genuine business need to access it. Those processing your information will do so only in an authorized manner and are subject to a duty of confidentiality. We also have procedures in place to deal with any suspected data security breach. We will notify you and any applicable regulator of a suspected data security breach where we are legally required to do so.

We do not Collect Information from Children. We do not knowingly collect or solicit any information from anyone under the age of 13 on these services. In the event we learn that we have inadvertently collected personal information from a child under age 13, we will take reasonable steps to delete that information. If you believe that we might have any information from a child under 13, please contact us at support@unusualwhales.com.

More Information and How to Exercise Your Rights. If you would like more information on our privacy policies or wish to exercise any of your rights as described in this Privacy Notice, please:

Email us at support@unusualwhales.com.

Please note that you may only make a CCPA-related data access or data portability disclosure request twice within a 12-month period.

Changes to This Privacy Notice. This privacy notice was published on Feb 7 2023 and last updated on October 30th 2023.

We may change or update this privacy notice from time to by posting the new notice on our website and in our apps. We may additionally provide notice through the service or by email that the notice has been updated, however, you should regularly review this Privacy Notice to stay informed of our policies and practices.

Index pricing data provided by Financial Modeling Prep.

Advertising and Marketing

Digital Media Disclaimer

Introduction

Conformity with the Securities Laws and Regulations of British Columbia and Canada

We receive either monetary or securities compensation from Client Companies for our services in conformity with the securities laws of British Columbia and Canada, who have paid Unusual Relations to Contract Unusual Whales, Inc.. The Unusual Whales Website contains information that is defined by securities laws as promotional activity, which requires the Company to disclose the following information in a manner that a reasonable person would consider to be prominent:

The name of any person or company for which the person or company has been retained to conduct the promotional activity;

If the person or company has received or may receive compensation for the promotional activity,

The name of any person or company providing the compensation,

A description of compensation and whether it includes a security or derivative that is subject of the promotion activity and

A statement that the information referred to in paragraphs (a), (b)(i) and (ii) and (c) to (g) is required to be disclosed by law;

Whether the person or company beneficially owns, or controls or directs, directly or indirectly, a security, or a related financial instrument of or in respect of a security, that is the subject of the promotional activity;

In the case of a derivative, whether the person or company has an interest in a derivative or an underlying interest of a derivative that is the subject of the promotional activity;

Whether the person or company has an intention to:

Acquire or dispose of a security that is the subject of the promotional activity,

Transact a related financial instrument of a security that is the subject of the promotional activity,

Trade a derivative that is the subject of the promotional activity, or

Transact an underlying interest of a derivative if the underlying interest or the derivative is the subject of the promotional activity;

Any platform or other medium on or through which the promotional activity will occur;

A description of any conflict of interest arising from or related to the activity.

Do Not Use Any Information in Our Publications to Make an Investment Decision

We are paid advertisers and we are publishers of publicly disseminated information on behalf of our clients, publicly traded companies, or non-affiliate third party shareholders of various issuers (“Client Companies”). Do not base an investment decision on any of the contents of our publications.

We do not act, directly or indirectly, in the capacity of any of the following and you should not construe our activities as involving any of the following: (a) investment advisor; (b) broker dealer; (c) broker; (d) dealer; (e) stock recommender; (f) stock picker; (g) finer; (h) securities trading expert; (i) financial planner; (j) engaging in the offer and sale of securities; (k) securities analyst; (l) financial analyst; (m) providing price targets or buy or sell recommendations.

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Forward-Looking Information

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Conclusion

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