COGNITION THERAPEUTICS

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Trade Date
Filing Date
Name
Title
Code
Security
Amount
Price
Value
Trans.
10b5-1
Director
10% Owner
Mcap/AUM
2025-06-18
2025-06-23
MONIA BRETT
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
RICHSTONE ELLEN
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
WALLACE PEGGY
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
KHATTAR JACK
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
KHATTAR JACK
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
MONIA BRETT
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
RICHSTONE ELLEN
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-23
WALLACE PEGGY
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-20
FLETCHER AARON G.L.
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-06-18
2025-06-20
KREIS LESLIE
A - Grant
Common Stock
34,000
$0.00
1
$38.22M
2025-05-01
2025-05-02
DOYLE JOHN BRENDAN
Chief Financial Officer
F - Tax
Common Stock
-9,692
$0.00
1
$38.22M
2025-02-15
2025-02-18
CAGGIANO ANTHONY
Chief Medical Officer
F - Tax
Common Stock
-5,296
$1.00
-5,296
1
$38.22M
2025-02-15
2025-02-18
DOYLE JOHN BRENDAN
Chief Financial Officer
F - Tax
Common Stock
-1,723
$1.00
-1,723
1
$38.22M
2025-02-15
2025-02-18
RICCIARDI LISA
CEO & President
F - Tax
Common Stock
-6,619
$1.00
-6,619
1
$38.22M
2025-02-04
2025-02-04
DOYLE JOHN BRENDAN
Chief Financial Officer
A - Grant
Common Stock
295K
$0.00
1
$38.22M
2025-02-04
2025-02-04
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Common Stock
295K
$0.00
1
$38.22M
2025-02-04
2025-02-04
RICCIARDI LISA
CEO & President
A - Grant
Common Stock
631K
$0.00
1
$38.22M
2025-02-03
2025-02-04
CAGGIANO ANTHONY
Chief Medical Officer
F - Tax
Common Stock
-12,779
$1.00
-12,779
1
$38.22M
2025-02-03
2025-02-04
RICCIARDI LISA
CEO & President
F - Tax
Common Stock
-28,960
$1.00
-28,960
1
$38.22M
2025-01-31
2025-02-04
RICCIARDI LISA
CEO & President
P - Purchase
Common Stock
38,851
$1.00
38,851
1
$38.22M
2024-06-07
2024-06-11
KHATTAR JACK
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
KHATTAR JACK
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
KREIS LESLIE
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
MONIA BRETT
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
MONIA BRETT
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
RICHSTONE ELLEN
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
RICHSTONE ELLEN
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
WALLACE PEGGY
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
WALLACE PEGGY
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
KREIS LESLIE
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
FLETCHER AARON G.L.
A - Grant
Common Stock
8,500
$0.00
1
$38.22M
2024-06-07
2024-06-11
FLETCHER AARON G.L.
A - Grant
Stock Option (right to buy)
8,500
$0.00
1
$38.22M
2024-05-01
2024-05-03
DOYLE JOHN BRENDAN
Chief Financial Officer
F - Tax
Common Stock
-8,699
$2.00
-17,398
1
$38.22M
2024-03-14
2024-03-14
RICCIARDI LISA
CEO & President
P - Purchase
Common Stock
5,700
$2.00
11,400
1
$38.22M
2024-02-15
2024-02-20
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Stock Option (Right to Buy)
60,000
$0.00
1
$38.22M
2024-02-15
2024-02-20
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Common Stock
60,000
$0.00
1
$38.22M
2024-02-15
2024-02-20
DOYLE JOHN BRENDAN
Chief Financial Officer
A - Grant
Stock Option (Right to Buy)
20,000
$0.00
1
$38.22M
2024-02-15
2024-02-20
DOYLE JOHN BRENDAN
Chief Financial Officer
A - Grant
Common Stock
20,000
$0.00
1
$38.22M
2024-02-15
2024-02-20
RICCIARDI LISA
CEO & President
A - Grant
Stock Option (Right to Buy)
75,000
$0.00
1
$38.22M
2024-02-15
2024-02-20
RICCIARDI LISA
CEO & President
A - Grant
Common Stock
75,000
$0.00
1
$38.22M
2024-02-03
2024-02-09
CAGGIANO ANTHONY
Chief Medical Officer
F - Tax
Common Stock
-12,777
$2.00
-25,554
1
$38.22M
2024-02-03
2024-02-09
RICCIARDI LISA
CEO & President
F - Tax
Common Stock
-27,828
$2.00
-55,656
1
$38.22M
2023-11-08
2023-11-13
KREIS LESLIE
A - Grant
Common Stock
500K
$1.00
500K
1
$38.22M
2023-11-08
2023-11-13
FLETCHER AARON G.L.
A - Grant
Common Stock
500K
$1.00
500K
1
$38.22M
2023-06-09
2023-06-13
FLETCHER AARON G.L.
A - Grant
Stock Option (right to buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
FLETCHER AARON G.L.
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
KHATTAR JACK
A - Grant
Stock Option (right to buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
KHATTAR JACK
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
KREIS LESLIE
A - Grant
Stock Option (right to buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
KREIS LESLIE
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
MONIA BRETT
A - Grant
Stock Option (right to buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
MONIA BRETT
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
RICHSTONE ELLEN
A - Grant
Stock Option (right to Buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
RICHSTONE ELLEN
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
WALLACE PEGGY
A - Grant
Stock Option (right to buy)
6,000
$0.00
1
$38.22M
2023-06-09
2023-06-13
WALLACE PEGGY
A - Grant
Common Stock
6,000
$0.00
1
$38.22M
2023-05-01
2023-05-03
DOYLE JOHN BRENDAN
Chief Financial Officer
A - Grant
Stock Option (right to buy)
110K
$0.00
1
$38.22M
2023-05-01
2023-05-03
DOYLE JOHN BRENDAN
Chief Financial Officer
A - Grant
Common Stock
110K
$0.00
1
$38.22M
2023-02-03
2023-02-07
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Stock Option (Right to Buy)
94,406
$0.00
1
$38.22M
2023-02-03
2023-02-07
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Common Stock
94,406
$0.00
1
$38.22M
2023-02-03
2023-02-07
RICCIARDI LISA
CEO & President
A - Grant
Stock Option (Right to Buy)
214K
$0.00
1
$38.22M
2023-02-03
2023-02-07
RICCIARDI LISA
CEO & President
A - Grant
Common Stock
214K
$0.00
1
$38.22M
2022-11-29
2022-11-29
RICHSTONE ELLEN
P - Purchase
Common Stock
10,000
$3.00
30,000
1
$38.22M
2022-11-28
2022-11-29
FLETCHER AARON G.L.
P - Purchase
Common Stock
16,064
$3.00
48,192
3
$38.22M
2022-11-28
2022-11-29
KREIS LESLIE
P - Purchase
Common Stock
16,064
$3.00
48,192
3
$38.22M
2022-11-16
2022-11-17
FLETCHER AARON G.L.
P - Purchase
Common Stock
71,000
$1.00
71,000
3
$38.22M
2022-11-16
2022-11-17
KREIS LESLIE
P - Purchase
Common Stock
71,000
$1.00
71,000
3
$38.22M
2022-11-15
2022-11-16
WALLACE PEGGY
P - Purchase
Common Stock
12,500
$1.00
12,500
1
$38.22M
2022-11-15
2022-11-16
FLETCHER AARON G.L.
P - Purchase
Common Stock
1.50M
$1.00
1.50M
3
$38.22M
2022-11-15
2022-11-16
KREIS LESLIE
P - Purchase
Common Stock
1.50M
$1.00
1.50M
3
$38.22M
2022-11-15
2022-11-16
RICCIARDI LISA
CEO & President
P - Purchase
Common Stock
12,000
$1.00
12,000
1
$38.22M
2022-09-27
2022-09-29
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
J - Other
Common Stock
-2.49M
$0.00
1
$38.22M
2022-09-27
2022-09-29
WALLACE PEGGY
J - Other
Common Stock
22,461
$0.00
1
$38.22M
2022-06-10
2022-06-30
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
10,804
$0.00
2
$38.22M
2022-06-10
2022-06-30
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
-2,469
$0.00
1
$38.22M
2022-06-10
2022-06-23
KHATTAR JACK
A - Grant
Stock Option (Right to Buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-23
MONIA BRETT
A - Grant
Stock Option (Right to Buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-23
RICCIARDI LISA
CEO & President
A - Grant
Stock Option (Right to Buy)
150K
$0.00
1
$38.22M
2022-06-10
2022-06-23
RICHSTONE ELLEN
A - Grant
Stock Option (Right to Buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-23
WALLACE PEGGY
A - Grant
Stock Option (Right to Buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-14
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
10,804
$0.00
2
$38.22M
2022-06-10
2022-06-14
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
-2,469
$0.00
1
$38.22M
2022-06-10
2022-06-13
MONIA BRETT
A - Grant
Stock Option (right to buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-13
RICCIARDI LISA
CEO & President
A - Grant
Stock Option (right to buy)
150K
$0.00
1
$38.22M
2022-06-10
2022-06-13
RICHSTONE ELLEN
A - Grant
Stock Option (right to buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-13
WALLACE PEGGY
A - Grant
Stock Option (right to buy)
8,335
$0.00
1
$38.22M
2022-06-10
2022-06-13
KHATTAR JACK
A - Grant
Stock Option (right to buy)
8,335
$0.00
1
$38.22M
2022-03-23
2022-03-25
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Stock Option (right to buy)
25,000
$0.00
1
$38.22M
2022-03-23
2022-03-25
O'BRIEN JAMES MICHAEL
Chief Financial Officer
A - Grant
Stock Option (right to buy)
50,000
$0.00
1
$38.22M
2022-01-31
2022-02-01
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
1,145
$0.00
1
$38.22M
2022-01-31
2022-02-01
FLETCHER AARON G.L.
J - Other
Stock Option (right to buy)
-1,145
$0.00
1
$38.22M
2021-10-13
2022-02-01
BIOS MEMORY SPV I, LP
C - Conversion
Common Stock [F1,F3,F4,F5]
1.42M
1
$38.22M
2021-10-13
2022-02-01
FLETCHER AARON G.L.
C - Conversion
Common Stock
1.42M
1
$38.22M
2021-11-01
2021-11-10
CAGGIANO ANTHONY
Chief Medical Officer
A - Grant
Stock Option (right to buy)
162K
$0.00
1
$38.22M
2021-11-01
2021-11-03
RICHSTONE ELLEN
A - Grant
Stock Option (right to buy)
16,670
$0.00
1
$38.22M
2021-10-13
2021-10-25
WALLACE PEGGY
P - Purchase
Common Stock
3,000
$12.00
36,000
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
X - Exercise
Warrant (right to buy)
-27,471
$0.00
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
X - Exercise
Common Stock
27,471
$0.00
1
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
P - Purchase
Common Stock
190K
$12.00
2.28M
3
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
P - Purchase
Common Stock
190K
$12.00
2.28M
3
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
S - Sale
Common Stock
-90
$12.00
-1,080
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
S - Sale
Common Stock
-11
$12.00
-132
1
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
S - Sale
Common Stock
-90
$12.00
-1,080
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
S - Sale
Common Stock
-33
$12.00
-396
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
S - Sale
Common Stock
-74
$12.00
-888
1
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
C - Conversion
Common Stock
3.69M
13
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
C - Conversion
Series A-1 Convertible Preferred Stock
-145K
$0.00
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
C - Conversion
Series A-2 Convertible Preferred Stock
-119K
$0.00
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
C - Conversion
Series B Convertible Preferred Stock
-826K
$0.00
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
C - Conversion
Series B-1 Convertible Preferred Stock
-302K
$0.00
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
C - Conversion
Common Stock
404K
$0.00
5
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
C - Conversion
Series B Convertible Preferred Stock
-6.75M
$0.00
3
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
C - Conversion
Series B-1 Convertible Preferred Stock
-4.51M
$0.00
7
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
C - Conversion
Simple Agreement for Future Equity
-208K
$0.00
3
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
C - Conversion
Common Stock
3.69M
13
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Series A-1 Convertible Preferred Stock
-884K
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Series A-2 Convertible Preferred Stock
-542K
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Series B Convertible Preferred Stock
-4.00M
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Series B-1 Convertible Preferred Stock
-1.57M
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Simple Agreement for Future Equity
-312K
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
C - Conversion
Common Stock
2.48M
5
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Series A Convertible Preferred Stock
-1.32M
$0.00
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Series A-1 Convertible Preferred Stock
-333K
$0.00
1
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
C - Conversion
Series B Convertible Preferred Stock
-6.75M
$0.00
3
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
C - Conversion
Series B-1 Convertible Preferred Stock
-4.51M
$0.00
7
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Series A-2 Convertible Preferred Stock
-882K
$0.00
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Series B Convertible Preferred Stock
-4.09M
$0.00
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Series B-1 Convertible Preferred Stock
-439K
$0.00
1
$38.22M
2021-10-13
2021-10-15
OGDEN CAP ASSOCIATES, LLC
C - Conversion
Common Stock
2.18M
5
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
X - Exercise
Warrant (right to buy)
-33,495
$0.00
1
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
X - Exercise
Common Stock
33,495
$0.00
1
$38.22M
2021-10-13
2021-10-15
BREEDLOVE MARK
X - Exercise
Warrant (Right to Buy)
-4,354
$0.00
1
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
X - Exercise
Warrant (right to buy)
-33,495
$0.00
1
$38.22M
2021-10-13
2021-10-15
FLETCHER AARON G.L.
X - Exercise
Common Stock
33,495
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
X - Exercise
Warrant (right to buy)
-12,276
$0.00
1
$38.22M
2021-10-13
2021-10-15
GOLDEN SEEDS COGNITION THERAPEUTICS LLC
X - Exercise
Common Stock
12,276
$0.00
1
$38.22M
2021-10-13
2021-10-15
BIOS MEMORY SPV I, LP
C - Conversion
Simple Agreement for Future Equity
-208K
$0.00
3
$38.22M
2021-10-13
2021-10-14
O'BRIEN JAMES MICHAEL
Chief Financial Officer
P - Purchase
Common Stock
5,000
$12.00
60,000
1
$38.22M
2021-10-13
2021-10-14
RICCIARDI LISA
CEO & President
P - Purchase
Common Stock
12,500
$12.00
150K
1
$38.22M
2021-10-07
2021-10-12
O'BRIEN JAMES MICHAEL
Chief Financial Officer
A - Grant
Stock Option (right to buy)
54,457
$0.00
1
$38.22M
2021-10-07
2021-10-12
RICCIARDI LISA
CEO & President
A - Grant
Stock Option (right to buy)
1.13M
$0.00
3
$38.22M